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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Sugar Land, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 23, 2019 | n/a | yes | Sugar Land, TX | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 29, 2009 | Sep 27, 2019 | no | AUSTIN, TX|CEDAR PARK, TX|Round Rock, TX|SAN ANTONIO, TX|VICTORIA, TX|Sugar Land, TX|Austin, TX|Corpus Christi, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 27, 2008 | Apr 16, 2009 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 27, 2019 | Oct 23, 2019 | 26 | Firm change | Ibd to ibd |