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Advisor at LIFEMARK SECURITIES CORP.
ROCHESTER, NY | Palm Harbor, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIFEMARK SECURITIES CORP. | Bd affiliated wealth | Jan 3, 2019 | n/a | yes | ROCHESTER, NY|Palm Harbor, FL | Current employment |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | May 24, 2010 | Jan 10, 2019 | no | PALM HARBOR, FL|NEW PORT RICHEY, FL|TAMPA, FL|Palm Harbor, FL|TAMPA, FL | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Jun 11, 2009 | Mar 29, 2010 | no | TAMPA, FL|TAMPA, FL|TAMPA, FL|TAMPA, FL | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | May 31, 2007 | May 21, 2009 | no | PALM HARBOR, FL|PALM HARBOR, FL|SEMINOLE, FL|CLEARWATER, FL|SPRING HILL, FL|CHARLOTTE, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 6, 2006 | May 15, 2007 | no | CLEARWATER, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 10, 2005 | May 24, 2006 | no | CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | LIFEMARK SECURITIES CORP. | Jan 10, 2019 | Jan 3, 2019 | -7 | Firm change | RIA to RIA |
| GUNNALLEN FINANCIAL, INC | J. W. COLE ADVISORS, INC. | Mar 29, 2010 | May 24, 2010 | 56 | Firm change | Other |
| BB&T INVESTMENT SERVICES, INC. | GUNNALLEN FINANCIAL, INC | May 21, 2009 | Jun 11, 2009 | 21 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BB&T INVESTMENT SERVICES, INC. | May 15, 2007 | May 31, 2007 | 16 | Firm change | Wirehouse to new firm |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 24, 2006 | Oct 6, 2006 | 135 | Firm change | Other |