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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

STEFEN JOSEPH BENINCASA

Advisor at UBS FINANCIAL SERVICES INC.

Freehold, NJ | RED BANK, NJ

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Search this name across graphsid dfx:ria:1125416d-3fcb-b182-c27d-787ff5e2d40b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 2, 1994
First registration: Jun 5, 2002
Dual registered: yes, broker-dealer
Other names: STEFEN J BENINCASA
IAPD individual key: 2391081

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	May 24, 2022	n/a	yes	RED BANK, NJ\|Freehold, NJ	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 28, 2013	May 23, 2022	no	RED BANK, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 12, 2013	no	Red Bank, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	RED BANK, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	May 5, 2006	Apr 2, 2007	no	RED BANK, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 5, 2002	May 25, 2006	no	RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	May 23, 2022	May 24, 2022	1	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 12, 2013	Mar 28, 2013	-15	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY DW INC.	May 25, 2006	May 5, 2006	-20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:8174:NJ:2022-05-08	May 23, 2022	May 24, 2022	RED BANK, NJ	Firm change

Relationships

Registered with (5)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 5, 2002 to May 25, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 28, 2013 to May 23, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 12, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 5, 2006 to Apr 2, 2007factForm ADV

Dated events

Occurred
May 23, 2022
Advisor changed firm
Stefen Joseph Benincasa left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Ubs Financial Services Inc. (registered 2022-05-24)
Form ADVobserved 4 days ago