This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SUMMIT FINANCIAL, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 13, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

7derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jan 13, 2006

First registration

Oct 20, 2008

Dual registered

no

Other names

JOHN ROBERT DUFFY

IAPD individual key

859531

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1152bb78-1085-c46e-fe3d-c5b47ec0aac2

First observed

Oct 20, 2008

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.