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J•••• A••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

J•••• A••••• M•••••

Advisor at I•••••••• A••••••• S••••••••

Worcester, MA | DALLAS, TX

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Search this name across graphsid dfx:ria:1154015c-9003-8d2e-7287-199329b9f344

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Apr 16, 2024	n/a	yes	Worcester, MA\|DALLAS, TX	Current employment
A•••••••• F•••••••• C•••••••• L••	State registered	Aug 29, 2016	Apr 3, 2024	no	Worcester, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• F•••••••• C•••••••• L••	I•••••••• A••••••• S••••••••	Apr 3, 2024	Apr 16, 2024	13	Firm change	Other
W••••• F••••••••• L••	A•••••••• F•••••••• C•••••••• L••	Mar 31, 2016	Aug 29, 2016

Relationships

Registered with (3)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Apr 16, 2024 to presentfactForm ADV
→ A•••••••• F•••••••• C•••••••• L••Registered adviserregistration: previous registration
Aug 29, 2016 to Apr 3, 2024factForm ADV
→ W••••• F••••••••• L••Registered adviserregistration: previous registration
Jul 28, 2014 to Mar 31, 2016factForm ADV

Dated events

Occurred
Apr 3, 2024
Advisor changed firm
J•••• A••••• M••••• left A•••••••• F•••••••• C•••••••• L•• for I•••••••• A••••••• S•••••••• (registered 2024-04-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1154015c-9003-8d2e-7287-199329b9f344
First observed: Jul 28, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.