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CRD 175055
DAVENPORT, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RYAN MICHAEL DENMAN | n/a | DAVENPORT, IA | 11 | 15 | 1 | no |
| DENNIS DANIEL DUFFY | n/a | Troy, MI | DAVENPORT, IA | 11 | 31 | 1 | no |
| Victor Anthony Veprauskas | n/a | Troy, MI | DAVENPORT, IA | 6 | 13 | n/a | no |
| Thomas E. Shie | n/a | DAVENPORT, IA | 0 | 33 | n/a | no |
| Andrew T. Shie | n/a | Davenport, IA | DAVENPORT, IA | 0 | 11 | n/a | no |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WISDOM FINANCIAL SERVICES, L.L.C. | 2 | Feb 26, 2015 | Feb 25, 2015 | GENESEO, IL | Team lift out | RIA to state RIA | 40.0% |