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CRD 323778
MEDIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| T•••••• Y•••• T••••• | n/a | MEDIA, PA | Santa Barbara, CA | 3 | 27 | 8 | no |
| D••• F•••••• C•••••••• | Chartered Financial Analyst | MEDIA, PA | 3 | 25 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••••• D•••• F•••••• | Ceo | D | yes | 11/2022 | Jun 30, 2023 | Sep 20, 2024 |
| M••••••• T••••••• M•••••• | MANAGING MEMBER | D | yes | 01/2024 | Jan 26, 2024 | Sep 20, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 12, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $280M | $217M | 28.7% | n/a | n/a | 9 | 7 | 2 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C• P••••••• C••• | 2 | Nov 9, 2023 | Aug 24, 2023 | MEDIA, PA | Team lift out | RIA to RIA | 4.7% |
| no |
| T•••••• M•••••• M•••••• | Certified Financial Planner | MEDIA, PA | 3 | 20 | 7 | no |
| S••••• A••••• C••••• | n/a | MEDIA, PA | 2 | 15 | 1 | no |
| I•••• M••••• M••••• | n/a | MEDIA, PA | 1 | 10 | 1 | no |
| Cco |
| Na |
| yes |
| 11/2022 |
| Jun 30, 2023 |
| Sep 20, 2024 |
| $280M |
| $273M |
| 9 |
| 6 |
| 2 |
| n/a |
| n/a |
| 2024 | Apr 29, 2025 | $217M | $212M | 7 | 4 | 1 | n/a | n/a |
| 2023 | Jan 26, 2024 | $119M | $119M | 6 | 3 | 1 | n/a | n/a |