DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 149937
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Evan Thomas Kellenberger | n/a | PORTLAND, OR | Chillicothe, OH | CHILLICOTHE, OH | PLYMOUTH, MN | 13 | 33 | 1 | no |
| DAVID LAWRENCE ARMSTRONG | n/a | PORTLAND, OR | Boston, MA | 13 | 29 | 1 | no |
| KEVIN TODD CANTERBURY | Chartered Financial Consultant | PLYMOUTH, MN | SCOTTSDALE, AZ | Scottsdale, AZ | 5 | 21 | 4 | no |
| JAMES MICHAEL PLUMLEE | n/a | PORTLAND, OR | Dallas, TX | 5 | 37 | 6 | no |
| CATHERINE WIMP KESSLER | n/a | PORTLAND, OR | TULSA, OK | Tulsa, OK | 5 | 32 | 2 | no |
| MARC MICHEL GIRARDOT | Certified Financial Planner | PORTLAND, OR | Seattle, WA | 5 | 20 | 1 | no |
| Michael John Goyarts | n/a | PORTLAND, OR | Scottsdale, AZ | Phoenix, AZ | 4 | 30 | 2 | no |
| RICHARD E BINGAMAN | n/a | Phoenix, AZ | PORTLAND, OR | Scottsdale, AZ | 4 | 13 | 1 | no |
| JACQUIE Kathleen LEMARR | n/a | SCOTTSDALE, AZ | PORTLAND, OR | 4 | 12 | n/a | no |
| Amy Rusch | n/a | PORTLAND, OR | SCOTTSDALE, AZ | PLYMOUTH, MN | 4 | 14 | 1 | no |
| CHARLES WILLIAM BURMASTER | Chartered Financial Consultant | PORTLAND, OR | New Hartford, NY | 4 | 34 | 1 | yes |
| Charles Gregory Burmaster | n/a | PORTLAND, OR | New Hartford, NY | 4 | 11 | 1 | no |
| Hamilton Brandenburg | n/a | Canton, GA | PORTLAND, OR | CANTON, GA | 3 | 12 | 1 | no |
| John Gustafsson | n/a | Lakewood Ranch, FL | PORTLAND, OR | New Hartford, NY | 3 | 10 | n/a | no |
| Ryan Matthew Jordan | n/a | Spokane, WA | PORTLAND, OR | 3 | 11 | 2 | no |
| Lisa K. McCullough | n/a | PORTLAND, OR | East Wenatchee, WA | 3 | 31 | 1 | no |
| JUSTIN AARON HART | n/a | PORTLAND, OR | Tulsa, OK | TULSA, OK | 3 | 18 | 1 | no |
| STEVEN RAY BERANEK | n/a | Jefferson, OR | PORTLAND, OR | 3 | 18 | 2 | no |
| ROBERT ARTHUR MORIN | n/a | Bondurant, WY | WILSON, WY | Jackson, WY | PORTLAND, OR | 3 | 32 | 6 | yes |
| DANIEL HARRIS ROSETH | n/a | Riverwood, IL | Highland Park, IL | PORTLAND, OR | 1 | 11 | 1 | no |
| Ronald Dean Moore | n/a | SAN RAMON, CA | PORTLAND, OR | San Ramon, CA | Pleasanton, CA | 0 | 16 | n/a | no |
| MARTIN JENNINGS CURRY | Certified Financial Planner|Chartered Financial Consultant | SALISBURY, MD | PORTLAND, OR | Salisbury, MD | 0 | 36 | 1 | no |
| Joseph Gilewski | n/a | Vero Beach, FL | PORTLAND, OR | 0 | 14 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HICKS, CHRISTOPHER, KEIL | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | yes | 01/2008 | Nov 10, 2011 | Dec 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FOCUS POINT SOLUTIONS, INC | n/a | Former SEC adviser | $6.8B | N | yes | n/a |
| THE H GROUP, INC. | n/a | Former SEC adviser | $580M | Y | yes | n/a |
| PALOUSE CAPITAL MANAGEMENT, INC. | n/a | Former SEC adviser | $409M | N | yes | n/a |
| THE H GROUP WASHINGTON, INC. | n/a | Former SEC adviser | $256M | N | yes | n/a |
| MGM LLC | n/a | Former SEC adviser | $145M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| EAST WENATCHEE | Wa | United States | 5 | no |
| NEW HARTFORD | NY | United States | 4 | no |
| Bellevue | Wa | United States | 3 | no |
| Spokane | Wa | United States | 3 | no |
| Phoenix | Az | United States | 2 | no |
| Prescott | Az | United States | 2 | no |
| n/a | n/a | n/a | 2 | no |
| Scottsdale | Az | United States | 1 | no |
| ALISO VIEJO | CA | United States | 1 | no |
| Coronado | CA | United States | 1 | no |
| Cupertino | CA | United States | 1 | no |
| WOODLAND HILLS | CA | United States | 1 | no |
| GREENWOOD VILLAGE | Co | United States | 1 | no |
| LADY LAKE | FL | United States | 1 | no |
| NEPTUNE BEACH | FL | United States | 1 | no |
| Stuart | FL | United States | 1 | no |
| VERO BEACH | FL | United States | 1 | no |
| Atlanta | Ga | United States | 1 | no |
| Canton | Ga | United States | 1 | no |
| Kennesaw | Ga | United States | 1 | no |
| BUFFALO GROVE | IL | United States | 1 | no |
| Riverwoods | IL | United States | 1 | no |
| Lafayette | La | United States | 1 | no |
| Boston | Ma | United States | 1 | no |
| Salisbury | Md | United States | 1 | no |
| Lancaster | Pa | United States | 1 | no |
| Dallas | TX | United States | 1 | no |
| Southlake | TX | United States | 1 | no |
| Seattle | Wa | United States | 1 | no |
| Jackson | Wy | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 30, 2026 | $2.0B | $2.0B | 60 | 49 | 33 | n/a | n/a |
| 2024 | Apr 28, 2025 | $1.3B | $1.3B | 59 | 48 | 31 | n/a | n/a |
| 2023 | Mar 29, 2024 | $958M | $958M | 58 | 45 | 31 | n/a | n/a |
| 2022 | Mar 31, 2023 | $543M | $543M | 46 | 43 | 30 | n/a | n/a |
| 2021 | Mar 31, 2022 | $518M | $518M | 28 | 25 | 20 | n/a | n/a |
| 2020 | Mar 31, 2021 | $348M | $348M | 20 | 20 | 16 | n/a | n/a |
| 2019 | Mar 31, 2020 | $395M | $395M | 16 | 15 | 14 | n/a | n/a |
| 2018 | Mar 29, 2019 | $497M | $497M | 21 | 19 | 18 | n/a | n/a |
| 2017 | Mar 30, 2018 | $396M | $396M | 17 | 16 | 15 | n/a | n/a |
| 2016 | Mar 31, 2017 | $208M | $208M | 16 | 10 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $68.0M | $68.0M | 13 | 6 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $199M | $170M | 13 | 6 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $180M | $156M | 13 | 6 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $151M | $134M | 12 | 5 | n/a | n/a | n/a |
| 2011 | Feb 23, 2012 | $169M | $118M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 19 | -18 | 61.3% | 0 | 0 | 0 | 6 | 25 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.0B | $1.3B | 54.9% | $543M | 53.5% | 60 | 59 | 20 | 31 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ADVISORY SOLUTIONS GROUP | 3 | Jun 2, 2026 | Jul 16, 2026 | ALISO VIEJO, CA | Team lift out | RIA to RIA | 6.5% |
| ADVISORY SOLUTIONS GROUP | 2 | Jun 2, 2026 | May 1, 2026 | FRISCO, CO | Team lift out | RIA to RIA | 4.3% |
| ADVISORY SOLUTIONS GROUP | 2 | Jun 2, 2026 | May 1, 2026 | BINGHAMTON, NY | Team lift out | RIA to RIA | 4.3% |
| ADVISORY SOLUTIONS GROUP | 3 | Jun 2, 2026 | Jul 6, 2026 | PORTLAND, OR | Team lift out | RIA to RIA | 6.5% |
| ADVISORY SOLUTIONS GROUP | 3 | Jun 2, 2026 | May 1, 2026 | BELLEVUE, WA | Team lift out | RIA to RIA | 6.5% |
| MEMBERS WEALTH LLC | 2 | Nov 9, 2023 | Aug 24, 2023 | MEDIA, PA | Team lift out | RIA to RIA | 4.7% |
| VALOR WEALTH PARTNERS | 2 | Jun 1, 2022 | Apr 13, 2022 | BOSTON, MA | Team lift out | RIA to state RIA | 8.0% |
| OLYMPUS WEALTH MANAGEMENT, LLC | 3 | Feb 27, 2015 | Mar 2, 2015 | PORTLAND, OR | Firm absorbed | Other | 50.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | 2 | Sep 6, 2022 | Sep 1, 2022 | BINGHAMTON, NY | Team lift out | Ibd to RIA | 0.5% |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 2 | Dec 20, 2021 | May 10, 2022 | SCOTTSDALE, AZ | Team lift out | RIA to RIA | 0.8% |
| BEVERLY HILLS WEALTH MANAGEMENT, LLC | 2 | Apr 4, 2016 | Apr 4, 2016 | BEVERLY HILLS, CA | Team lift out | Other | 33.3% |