DFX Intelligence
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Reading the graph
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Advisor at H•••••• A•••••••
PORT ANGELES, WA | BELLINGHAM, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••• A••••••• | Independent wealth | Nov 25, 2019 | n/a | yes | PORT ANGELES, WA|BELLINGHAM, WA | Current employment |
| F•••• A••••• S••••••••• I••• | Former SEC adviser | Apr 8, 2002 | Jan 14, 2004 | no | PORT ANGELES, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H•••••• A••••••• | F•••• A••••• S••••••••• I••• | Dec 4, 2019 | Apr 8, 2002 | -6,449 | Firm change after gap | Other |
| F•••• A••••• S••••••••• I••• | H•••••• A••••••• | Jan 14, 2004 | Nov 25, 2019 |
| H•••••• A••••••• | Former SEC adviser | Nov 25, 1998 | Dec 4, 2019 | no | PORT ANGELES, WA | Previous registration |
| 5,794 |
| Firm change after gap |
| Other |