DFX Intelligence

Data Factory

H•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

H•••••• A•••••••

H•••••• & ASSOCIATES, P.S., CRD 115970

PORT ANGELES, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d15b2cf6-3dc4-7a3c-0af1-480ba84915b5

Data as of Apr 2, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Mar 15, 2012 to Apr 2, 2019
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

H•••••• A•••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $105M••• Locked
Discretionary RAUM: $105M
Private client RAUM: $99.0Mderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• J••••• D•••••	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	01/1999	Mar 15, 2012	Apr 2, 2019

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 13, 2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$105M	$124M	-15.3%	$113M	-2.6%	1	3	1	0

Relationships

Controls (1)

← H••••••• J••••• D•••••OwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 15, 2012 to presentfactForm ADV

Registered with (3)

← J•••• D••••• H••••••Advisorregistration: previous registration
Nov 25, 1998 to Dec 4, 2019factForm ADV
← MATTHEW SCOTT MILLERAdvisorregistration: previous registration
Feb 1, 2016 to Aug 13, 2018factForm ADV
← CASI JEAN FORS

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d15b2cf6-3dc4-7a3c-0af1-480ba84915b5
First observed: Mar 15, 2012
Last observed: Apr 2, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.