DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
P•••••• C•••••• P•••••••, LLC, CRD 325138
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R•••• J•••• M••••• | Chartered Financial Analyst | AUSTIN, TX | 3 | 11 | 1 | no |
| R•••••• M•••••• L••••• | Certified Financial Planner | AUSTIN, TX | Austin, TX | 2 | 11 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M•••••• R••••• J•••• | FOUNDER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | yes | 01/2023 | Jul 10, 2026 | Jul 10, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $211M | $109M | 94.1% | n/a | n/a | 3 | 2 | 1 | 1 |
| no |
| E•••• M•••• T••••• | Certified Financial Planner | AUSTIN, TX | Portland, OR | 0 | 23 | n/a | no |
| $169M |
| $169M |
| 2 |
| 2 |
| 1 |
| n/a |
| n/a |
| 2024 | Apr 14, 2025 | $109M | $109M | 2 | 2 | 1 | n/a | n/a |