DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Peltoma Capital Partners
Legal name Peltoma Capital Partners, LLC
Latest filing Jul 10, 2026
First filing on the tape Apr 14, 2025 · 6 filings
SEC status approved since Mar 24, 2025
RAUM
$211M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$211M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$70.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$211M as of Jul 10, 2026
Apr 14, 2025$109M then
HNW client RAUM$193M as of Jul 10, 2026
Apr 14, 2025$93.9M then
State-registered IARs (5.B.3)3 as of Jul 10, 2026
Apr 14, 20252 then
Employees (5.A)3 as of Jul 10, 2026
Apr 14, 20252 then
Private funds: no history
RAUM +94% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $70.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $2.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +55%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +62%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$193M91%
- Individuals$18.7M8.8%
- Individual clients
- 25reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 79reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Rubin Jesse MillerChartered Financial Analyst | Austin, Tx | Mar 17, 2023 | 11 y | 1 |
| Rachael Mcclain LevineCertified Financial Planner | Austin, Tx | Nov 7, 2023 | 11 y | 1 |
| Emily Moran TeagueCertified Financial Planner | Austin, Tx | May 12, 2026 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Rachael Mcclain Levine from Dimensional Fund Advisors LPNov 7, 2023 · Other
- Rubin Jesse Miller from Perspective Wealth Partners, LLCMar 17, 2023 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jesse Rubin Miller · Founder, Chief Investment Officer And Chief Compliance Officercontrolsince 01/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 25, 2026accounts (Item 5.F.2.f) moved from 492.0 to 73.0 (-85.0%) between the annual amendments of 2025-04-14 and 2026-03-25; the peer median change was +5.0% (3688 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 0.1% percentile
- RAUM up 50 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $108,802,449 to $168,930,864 (+55.0%) between the annual amendments of 2025-04-14 and 2026-03-25; the peer median change was +15.0% (4551 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 73 to 79May 13, 2026 to Jul 10, 2026
- HNW clients · 48 to 54May 13, 2026 to Jul 10, 2026
- Discretionary RAUM · $169M to $211MMay 13, 2026 to Jul 10, 2026
- HNW RAUM · $156M to $193MMay 13, 2026 to Jul 10, 2026
- Individual RAUM · $12.6M to $18.7MMay 13, 2026 to Jul 10, 2026
- RAUM · $169M to $211MMay 13, 2026 to Jul 10, 2026
- Advisory employees · 2 to 3Mar 25, 2026 to May 13, 2026
- Employees · 2 to 3Mar 25, 2026 to May 13, 2026
- State-registered IARs · 2 to 3Mar 25, 2026 to May 13, 2026
- Accounts · 492 to 73Jan 6, 2026 to Mar 25, 2026
- Advisory activities · 2 to 3Jan 6, 2026 to Mar 25, 2026
- HNW clients · 40 to 48Jan 6, 2026 to Mar 25, 2026
- Individual clients · 5 to 25Jan 6, 2026 to Mar 25, 2026
- Assets in custody · unset to 141000000.0Jan 6, 2026 to Mar 25, 2026
- Financial planning clients · 26-50 to 51-100Jan 6, 2026 to Mar 25, 2026
- Discretionary RAUM · $109M to $169MJan 6, 2026 to Mar 25, 2026
- HNW RAUM · $93.9M to $156MJan 6, 2026 to Mar 25, 2026
- Individual RAUM · $1.1M to $12.6MJan 6, 2026 to Mar 25, 2026
- RAUM · $109M to $169MJan 6, 2026 to Mar 25, 2026
- Financial planning clients · 26-50 to 26-50Apr 14, 2025 to May 14, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 937-416-5966reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- peltomacapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 937-416-5966reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026