This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SIGNAL ADVISORS WEALTH, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Aug 29, 2018

First registration

Jul 5, 2019

Dual registered

no

Other names

Steven Rich|Steven Lowell Rich

IAPD individual key

5968465

• Occurred

  Sep 30, 2025
  Advisor changed firm

  Steven L Rich left Ae Wealth Management, Llc for Signal Advisors Wealth, Llc (registered 2025-10-06)

  Form ADVobserved 6 days ago
• Occurred

  Aug 10, 2023
  Advisor changed firm

  Steven L Rich left M Holdings Securities, Inc. for Ae Wealth Management, Llc (registered 2023-09-07)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1199e32c-c6fb-4fef-df13-4b965b4c0be7

First observed

Jul 5, 2019

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.