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Advisor at BERGER FINANCIAL GROUP
Sun City, AZ | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BERGER FINANCIAL GROUP | Independent wealth | Oct 22, 2021 | n/a | yes | PLYMOUTH, MN|Sun City, AZ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 28, 2016 | Aug 24, 2021 | no | CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BERGER FINANCIAL GROUP | Aug 24, 2021 | Oct 22, 2021 | 59 | Firm change | Wirehouse to RIA |