DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 17, 2025 | n/a | yes | NEW YORK, NY | Current employment |
| M••••• S•••••• | Wirehouse | Jul 1, 2014 | Jan 31, 2025 | no | Los Angeles, CA|New York, NY|New York, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jan 31, 2025 | Jan 17, 2025 | -14 | Firm change | Wirehouse to wirehouse |
| O••••••••• • C•• I••• | M••••• S•••••• | Jul 17, 2014 | Jul 1, 2014 |
| O••••••••• • C•• I••• | Bd affiliated wealth | May 18, 2009 | Jul 17, 2014 | no | LOS ANGELES, CA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jun 20, 2005 | May 13, 2009 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| -16 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | O••••••••• • C•• I••• | May 13, 2009 | May 18, 2009 | 5 | Firm change | Other |