DFX Intelligence

R••••• F•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

R••••• F•••••• M•••••

Advisor at M•••••• F•••••••• I••••••••• M••••••••• I•••

HIGHLAND PARK, IL

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Search this name across graphsid dfx:ria:11c683aa-043a-d681-d1c2-b2fc85674c92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• I••••••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Jun 30, 2008	n/a	yes	HIGHLAND PARK, IL	Current employment
J••• M••••• S••••••••• I•••	n/a	Dec 7, 2006	Jul 2, 2008	no	CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• I•••	M•••••• F•••••••• I••••••••• M••••••••• I•••	Jul 2, 2008	Jun 30, 2008	-2	Firm change	Other
S•••••• N••••••• • C••••••• I•••••••••	J••• M••••• S••••••••• I•••	Sep 18, 2006	Dec 7, 2006

Relationships

Registered with (3)

→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 30, 2008 to presentfactForm ADV
→ J••• M••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2006 to Jul 2, 2008factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Sep 23, 2005 to Sep 18, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11c683aa-043a-d681-d1c2-b2fc85674c92
First observed: Sep 23, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.