RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• F•••••• M•••••
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealth currentsince Jun 30, 2008 · Highland Park, Il
- J••• M••••• S••••••••• I••• unclassifiedDec 7, 2006 to Jul 2, 2008 · Chicago, Il
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 23, 2005 to Sep 18, 2006 · Grand Rapids, Mi
- J••• M••••• S••••••••• I••• to M•••••• F•••••••• I••••••••• M••••••••• I•••left Jul 2, 2008, registered Jun 30, 2008 (-2 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to J••• M••••• S••••••••• I•••left Sep 18, 2006, registered Dec 7, 2006 (80 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address