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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

TODD EDWARD DESBERG

Advisor at OSAIC WEALTH, INC.

SCOTTSDALE, AZ | Fountain Hills, AZ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 1, 2000
First registration: Nov 8, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4115605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	Fountain Hills, AZ\|SCOTTSDALE, AZ	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 7, 2019	Jan 19, 2024	no	SCOTTSDALE, AZ\|MCKINNEY, TX\|SCOTTSDALE, AZ	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Feb 8, 2013	Aug 7, 2019	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
NOVA FINANCIAL SERVICES	Independent wealth	Nov 19, 2010	Feb 4, 2013	no	TUCSON, AZ	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 8, 2007	Nov 15, 2010	no	TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
FIRST FINANCIAL EQUITY CORPORATION	WOODBURY FINANCIAL SERVICES, INC.	Aug 7, 2019	Aug 7, 2019	0	Firm change	Ibd to ibd
NOVA FINANCIAL SERVICES	FIRST FINANCIAL EQUITY CORPORATION	Feb 4, 2013	Feb 8, 2013	4	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	NOVA FINANCIAL SERVICES	Nov 15, 2010	Nov 19, 2010	4	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 7, 2019 to Jan 19, 2024factForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Feb 8, 2013 to Aug 7, 2019factForm ADV
→ NOVA FINANCIAL SERVICESRegistered adviserregistration: previous registration
Nov 19, 2010 to Feb 4, 2013factForm ADV

Dated events

No dated event names this entity yet.