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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NOVA FINANCIAL SERVICES

NOVA FINANCIAL LLC, CRD 150148

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3067389-3d36-e0a5-ae87-7ecf834d26d4

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 39
Dated events: 4
On other graphs: 0
Observed: Apr 8, 2014 to Mar 29, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $469MItem 5.F on the latest filing (2026-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $469M
Private client RAUM: $469MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $52.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,388
Individual clients: 594
High net worth clients: 144
SEC number: 801-79612
CRD: 150148
Filings on the tape: 30
First filed: Apr 8, 2014
Latest filed: Mar 29, 2026
Organised: Limited Liability Company, AZ
Website: arizonafinancialplan.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JACOB RAY KAGELE	n/a	TUCSON, AZ	17	23	4	no
THOMAS MICHAEL FISCHER	n/a	Scottsdale, AZ	15	31	1	no
VICTOR GUY DENIGRIS	n/a	TUCSON, AZ	15	23	n/a	no
MARK CLIFFORD DEBENEDETTI	n/a	TUCSON, AZ	14	23	n/a	no
MICHAEL STEPHAN MARE	n/a	COLORADO SPRINGS, CO	11	18	3	no
CHRISTOPHER JOHN CHAFFON	n/a	TUCSON, AZ	11	17	2	no
JEFFREY MICHAEL JOHNSON	n/a	TUCSON, AZ	10	26	1	no
BLAKE ALAN BJORDAHL	n/a	TUCSON, AZ	10	26	4	no
Cole Robert Fischer	n/a	TUCSON, AZ	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DESMOND, RAYMOND, MICHAEL	MANAGING MEMBER	F	yes	07/2014	Apr 8, 2014	Nov 19, 2024
JON DAVID VOLPE & HEATHER LEANN VOLPE REVOCABLE TRUST	Trust	E	yes	07/2014	Aug 3, 2016	Nov 19, 2024
KAGELE, JACOB, RAY	MANAGING PARTNER / CCO	C	yes	05/2009	Apr 8, 2014	Nov 19, 2024
KAGELE, JACOB, RAY	MANAGING MEMBER	E	yes	09/2012	Apr 8, 2014	Nov 19, 2024
NOVA FINANCIAL HOLDING COMPANY, LLC	MANAGER MANAGED	D	yes	07/2014	Jul 22, 2014	Nov 19, 2024
NOVA FINANCIAL HOLDING LLC	Corporation	E	yes	07/2014	Aug 3, 2016	Nov 19, 2024
Volpe, Heather, Leann	Trustee	E	yes	07/2014	Aug 3, 2016	Nov 19, 2024
VOLPE, JON, DAVID	Trustee	E	yes	07/2014	Apr 8, 2014	Nov 19, 2024
BFD, LLC	MANAGING MEMBER	C	no	09/2012	Apr 8, 2014	Nov 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MUTUAL ADVISORS, LLC	n/a	Bd affiliated wealth	$8.5B	N	no	n/a
MUTUAL SECURITIES, INC.	n/a	Former SEC adviser	$38.6M	N	no	n/a
DEBENEDETTI HOLDINGS, INC	n/a	n/a	n/a	N	no	n/a
NOVA FINANCIAL & INVESTMENT CORP	n/a	n/a	n/a	Y	no	n/a
NOVA FINANCIAL LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
COLORADO SPRINGS	Co	United States	5	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 29, 2026	$469M	$469M	10	7	1	n/a	n/a
2024	Mar 14, 2025	$391M	$390M	7	7	1	n/a	n/a
2023	Mar 25, 2024	$342M	$340M	7	7	1	n/a	n/a
2022	Mar 29, 2023	$290M	$288M	8	8	1	n/a	n/a
2021	Mar 21, 2022	$308M	$302M	9	9	1	n/a	n/a
2020	Mar 29, 2021	$253M	$246M	9	9	1	n/a	n/a
2019	Mar 25, 2020	$220M	$208M	10	9	1	n/a	n/a
2018	Mar 27, 2019	$212M	$199M	14	10	3	n/a	n/a
2017	Mar 29, 2018	$210M	$175M	22	14	3	n/a	n/a
2016	Mar 16, 2017	$129M	$90.6M	16	16	n/a	n/a	n/a
2015	Mar 25, 2016	$123M	$91.6M	29	19	n/a	n/a	n/a
2014	Mar 30, 2015	$131M	$100M	29	17	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$469M	$391M	20.0%	$290M	17.4%	10	7	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FIRST FINANCIAL EQUITY CORPORATION	3	Jun 17, 2016	May 20, 2016	TUCSON, AZ	Team lift out	Other	20.0%

Relationships

Registered with (26)

← Cole Robert FischerAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← BLAKE ALAN BJORDAHLAdvisorregistration: current employment
Apr 5, 2016 to presentfactForm ADV
← JEFFREY MICHAEL JOHNSONAdvisorregistration: current employment
Mar 31, 2016 to presentfactForm ADV
← CHRISTOPHER JOHN CHAFFONAdvisorregistration: current employment
Jun 26, 2015 to presentfactForm ADV
← MICHAEL STEPHAN MAREAdvisorregistration: current employment
Nov 3, 2014 to presentfactForm ADV
← MARK CLIFFORD DEBENEDETTIAdvisorregistration: current employment
Sep 28, 2011 to presentfactForm ADV
← VICTOR GUY DENIGRISAdvisorregistration: current employment
Apr 26, 2011 to presentfactForm ADV
← THOMAS MICHAEL FISCHERAdvisorregistration: current employment
Jan 3, 2011 to presentfactForm ADV
← JACOB RAY KAGELEAdvisorregistration: current employment
May 18, 2009 to presentfactForm ADV
← Michelle Lynn FordAdvisorregistration: previous registration
Dec 13, 2016 to Jun 5, 2023factForm ADV
← Adam L WadeAdvisorregistration: previous registration
Feb 1, 2017 to Apr 29, 2022factForm ADV
← David L AllenAdvisorregistration: previous registration
Mar 16, 2017 to Sep 3, 2019factForm ADV
← Marcos Antonio MadrilAdvisorregistration: previous registration
Jan 21, 2014 to Mar 21, 2018factForm ADV
← RYAN W SUBLETTEAdvisorregistration: previous registration
Feb 3, 2015 to Nov 7, 2017factForm ADV
← JUSTIN THOMAS PIERCEAdvisorregistration: previous registration
Dec 4, 2012 to Oct 23, 2017factForm ADV
← Ronald Edward WilsonAdvisorregistration: previous registration
Dec 21, 2011 to Mar 16, 2017factForm ADV
← DAVID RAYMOND KEEFEAdvisorregistration: previous registration
Jan 24, 2014 to Jun 17, 2016factForm ADV
← LAURENCE ETHAN GOLDSTEINAdvisorregistration: previous registration
Apr 17, 2014 to Jun 17, 2016factForm ADV
← LYLE ANSON DEOAdvisorregistration: previous registration
Jan 24, 2014 to Jun 17, 2016factForm ADV
← JOHN RICHARD NEIGHBOURSAdvisorregistration: previous registration
Jul 28, 2015 to Mar 18, 2016factForm ADV
← ROBIN LOU DEPIESAdvisorregistration: previous registration
May 12, 2015 to Feb 11, 2016factForm ADV
← GARRETT PIERCE SMITHAdvisorregistration: previous registration
Jun 15, 2015 to Sep 28, 2015factForm ADV
← SANDIE TURLEYAdvisorregistration: previous registration
Apr 7, 2014 to Jun 15, 2015factForm ADV
← GUILLERMO HECTOR MONGEAdvisorregistration: previous registration
Apr 1, 2013 to Oct 8, 2014factForm ADV
← CONSTANCE A VELANDERAdvisorregistration: previous registration
Jun 9, 2011 to Jun 30, 2014factForm ADV
← TODD EDWARD DESBERGAdvisorregistration: previous registration
Nov 19, 2010 to Feb 4, 2013factForm ADV

Affiliated with (2)

→ MUTUAL SECURITIES, INC.Registered adviserbroker-dealer
factForm ADV
→ MUTUAL ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV

Controls (6)

← KAGELE, JACOB, RAYOwnerMANAGING MEMBER, ownership code E, individual
Apr 8, 2014 to Nov 19, 2024factForm ADV
← DESMOND, RAYMOND, MICHAELOwnerMANAGING MEMBER, ownership code F, individual
Apr 8, 2014 to Nov 19, 2024factForm ADV
← VOLPE, JON, DAVIDOwnerTRUSTEE, ownership code E, individual
Apr 8, 2014 to Nov 19, 2024factForm ADV
← Volpe, Heather, LeannOwnerTRUSTEE, ownership code E, individual
Aug 3, 2016 to Nov 19, 2024factForm ADV
← JON DAVID VOLPE & HEATHER LEANN VOLPE REVOCABLE TRUSTOwnerTRUST, ownership code E, domestic entity
Aug 3, 2016 to Nov 19, 2024factForm ADV
← NOVA FINANCIAL HOLDING COMPANY, LLCOwnerMANAGER MANAGED, ownership code D, domestic entity
Jul 22, 2014 to Nov 19, 2024factForm ADV

Owns (1)

← BFD, LLCOwnerMANAGING MEMBER, ownership code C, domestic entity
Apr 8, 2014 to Nov 19, 2024factForm ADV

Moved with (1)

→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviser3 advisors, team lift out, same day
Jun 17, 2016 to May 20, 2016factForm ADV

Dated events

Occurred
Jun 5, 2023
Advisor changed firm
Michelle Lynn Ford left Nova Financial Services for J. W. Cole Advisors, Inc. (registered 2023-03-28)
Form ADVobserved 4 days ago
Occurred
Apr 29, 2022
Advisor changed firm
Adam L Wade left Nova Financial Services for J. W. Cole Advisors, Inc. (registered 2022-03-28)
Form ADVobserved 4 days ago
Occurred
Nov 2, 2020
Control person left
Alan Blake Bjordahl (Chief Compliance Officer) no longer on Schedule A of Nova Financial Services (listed 2020-06-26, absent 2020-11-02)
Form ADVobserved 4 days ago
Occurred
Apr 8, 2014
First Form ADV filing
Nova Financial & Insurance Services filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3067389-3d36-e0a5-ae87-7ecf834d26d4
First observed: Apr 8, 2014
Last observed: Mar 29, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NOVA FINANCIAL SERVICES

NOVA FINANCIAL LLC, CRD 150148

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3067389-3d36-e0a5-ae87-7ecf834d26d4

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JACOB RAY KAGELE

n/a

TUCSON, AZ

THOMAS MICHAEL FISCHER

n/a

Scottsdale, AZ

VICTOR GUY DENIGRIS

n/a

TUCSON, AZ

n/a

MARK CLIFFORD DEBENEDETTI

n/a

TUCSON, AZ

n/a

MICHAEL STEPHAN MARE

n/a

COLORADO SPRINGS, CO

CHRISTOPHER JOHN CHAFFON

n/a

TUCSON, AZ

JEFFREY MICHAEL JOHNSON

n/a

TUCSON, AZ

BLAKE ALAN BJORDAHL

n/a

TUCSON, AZ

Cole Robert Fischer

n/a

TUCSON, AZ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DESMOND, RAYMOND, MICHAEL

MANAGING MEMBER

yes

07/2014

Apr 8, 2014

Nov 19, 2024

JON DAVID VOLPE & HEATHER LEANN VOLPE REVOCABLE TRUST

Trust

yes

07/2014

Aug 3, 2016

Nov 19, 2024

KAGELE, JACOB, RAY

MANAGING PARTNER / CCO

yes

05/2009

Apr 8, 2014

Nov 19, 2024

KAGELE, JACOB, RAY

MANAGING MEMBER

yes

09/2012

Apr 8, 2014

Nov 19, 2024

NOVA FINANCIAL HOLDING COMPANY, LLC

MANAGER MANAGED

yes

07/2014

Jul 22, 2014

Nov 19, 2024

NOVA FINANCIAL HOLDING LLC

Corporation

yes

07/2014

Aug 3, 2016

Nov 19, 2024

Volpe, Heather, Leann

Trustee

yes

07/2014

Aug 3, 2016

Nov 19, 2024

VOLPE, JON, DAVID

Trustee

yes

07/2014

Apr 8, 2014

Nov 19, 2024

BFD, LLC

MANAGING MEMBER

09/2012

Apr 8, 2014

Nov 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MUTUAL ADVISORS, LLC

n/a

Bd affiliated wealth

$8.5B

n/a

MUTUAL SECURITIES, INC.

n/a

Former SEC adviser

$38.6M

n/a

DEBENEDETTI HOLDINGS, INC

n/a

NOVA FINANCIAL & INVESTMENT CORP

n/a

NOVA FINANCIAL LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

COLORADO SPRINGS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 29, 2026

$469M

n/a

2024

Mar 14, 2025

$391M

$390M

n/a

2023

Mar 25, 2024

$342M

$340M

n/a

2022

Mar 29, 2023

$290M

$288M

n/a

2021

Mar 21, 2022

$308M

$302M

n/a

2020

Mar 29, 2021

$253M

$246M

n/a

2019

Mar 25, 2020

$220M

$208M

n/a

2018

Mar 27, 2019

$212M

$199M

n/a

2017

Mar 29, 2018

$210M

$175M

n/a

2016

Mar 16, 2017

$129M

$90.6M

n/a

2015

Mar 25, 2016

$123M

$91.6M

n/a

2014

Mar 30, 2015

$131M

$100M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$469M

$391M

20.0%

$290M

17.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FIRST FINANCIAL EQUITY CORPORATION

Jun 17, 2016

May 20, 2016

TUCSON, AZ

Team lift out

Other

20.0%