DFX Intelligence

S•••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S•••• S••••••••• L••

CRD 129755

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:11d5a2b7-4a67-9279-f505-1c43b90ca854

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 0
Observed: May 3, 2017 to Mar 12, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $285M••• Locked
Discretionary RAUM: $233M
Private client RAUM: $285Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $31.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J••••• S•••••••	Certified Financial Planner	OVERLAND PARK, KS	22	26	1	no
A•••• S•• L••••••	n/a	OVERLAND PARK, KS	17	18

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• J•••••••• D••••	Member	C	yes	01/2019	Mar 14, 2019	Mar 12, 2024
S•••••••• M••••••• J•••••	MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	11/2003	May 3, 2017	Mar 12, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$285M	$244M	16.8%	$189M	14.6%	11	9	0	0

Relationships

Registered with (15)

← J••••• A••• S••••Advisorregistration: current employment
May 20, 2026 to presentfactForm ADV
← K•••••• K•• S••••••••Advisorregistration: current employment
May 13, 2025 to presentfactForm ADV
← B••••••• L•• B•••••Advisorregistration: current employment
Jul 21, 2021 to presentfactForm ADV
← J••••• R•••••• S••••••••

Dated events

Occurred
Mar 14, 2019
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
May 3, 2017
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11d5a2b7-4a67-9279-f505-1c43b90ca854
First observed: May 3, 2017
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.