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Advisor at FOCAL POINT FINANCIAL GROUP
PRAIRIE VILLAGE, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCAL POINT FINANCIAL GROUP | State registered | Sep 27, 2019 | n/a | yes | PRAIRIE VILLAGE, KS | Current employment |
| LEXAURUM ADVISORS | Independent wealth | Apr 23, 2018 | Sep 30, 2019 | no | Prairie Village, KS|OVERLAND PARK, KS | Previous registration |
| AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. | Bd affiliated wealth | Nov 9, 2017 | Mar 20, 2018 | no | Leawood, KS|Kansas City, MO|KANSAS CITY, MO | Previous registration |
| AMERICAN CENTURY ADVISORY SERVICES, INC. | Former SEC adviser | Feb 17, 2010 | Dec 31, 2012 | no | LEAWOOD, KS | Previous registration |
| SOUND STEWARDSHIP, LLC | Independent wealth | Mar 6, 2009 | Feb 1, 2010 | no | OVERLAND PARK, KS | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | May 11, 2007 | Feb 18, 2009 | no | OVERLAND PARK, KS | Previous registration |
| AMERICAN CENTURY ADVISORY SERVICES, INC. | Former SEC adviser | Oct 13, 2004 | Feb 23, 2007 | no | KANSAS CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEXAURUM ADVISORS | FOCAL POINT FINANCIAL GROUP | Sep 30, 2019 | Sep 27, 2019 | -3 | Firm change | RIA to state RIA |
| AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. | LEXAURUM ADVISORS | Mar 20, 2018 | Apr 23, 2018 | 34 | Firm change | Other |
| AMERICAN CENTURY ADVISORY SERVICES, INC. | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. | Dec 31, 2012 | Nov 9, 2017 | 1,774 | Firm change after gap | Other |
| SOUND STEWARDSHIP, LLC | AMERICAN CENTURY ADVISORY SERVICES, INC. | Feb 1, 2010 | Feb 17, 2010 | 16 | Firm change | Other |
| STRATEGIC ADVISERS LLC | SOUND STEWARDSHIP, LLC | Feb 18, 2009 | Mar 6, 2009 | 16 | Firm change | Other |
| AMERICAN CENTURY ADVISORY SERVICES, INC. | STRATEGIC ADVISERS LLC | Feb 23, 2007 | May 11, 2007 | 77 | Firm change | Other |