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Reading the graph
Advisor at WELLS FARGO ADVISORS
SEAL BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 18, 2015 | n/a | yes | SEAL BEACH, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Dec 21, 2015 | no | TORRANCE, CA|EL SEGUNDO, CA|LOS ANGELES, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 26, 2007 | Oct 23, 2009 | no | TORRANCE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Dec 21, 2015 | Dec 18, 2015 | -3 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:CA:2015-12-02 | Dec 21, 2015 | Dec 18, 2015 | LOS ANGELES, CA | Firm change |