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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HORIZON FINANCIAL

HORIZON ADVISORY SERVICES, INC., CRD 305239

WEST HENRIETTA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11d90406-319f-ac23-0d47-e8fd1a68b21f

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 0
Observed: Aug 15, 2019 to Aug 31, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $510MItem 5.F on the latest filing (2026-08-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $510M
Private client RAUM: $510MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $56.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,585
Individual clients: 614
High net worth clients: 120
Custody, client assets: $333,461
SEC number: 801-117343
CIK: 1799006
CRD: 305239
Filings on the tape: 22
First filed: Aug 15, 2019
Latest filed: Aug 31, 2026
Organised: Corporation, NY
Website: horizonfinancial.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK ALAN CONGDON	n/a	West Henrietta, NY	7	39	1	yes
TIMOTHY ROBERT HAMMOND	n/a	West Henrietta, NY	7	32	1	yes
KENNETH STEPHEN BLAZICK	n/a	West Henrietta, NY	6	18	6	yes
Amanda Lyn Heagerty	n/a	West Henrietta, NY	6	10	n/a	yes
Donald John Kwarta	n/a	West Henrietta, NY	6	10	1	no
Jonathan Frank Blazick	n/a	West Henrietta, NY	6	14	2	no
Michael R. Congdon	n/a	West Henrietta, NY	5	14	n/a	no
BRIAN MATTHEW NOVELLIN	n/a	West Henrietta, NY	4	10	n/a	yes
Benjamin Robert Chappell	n/a	West Henrietta, NY	4	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAZICK, KENNETH, STEPHEN	CHIEF INVESTMENT OFFICER	Na	yes	08/2019	Aug 15, 2019	Nov 12, 2024
CONGDON, MARK, ALAN	President	E	yes	08/2019	Aug 15, 2019	Nov 12, 2024
CONGDON, MICHAEL, ROGER	CHIEF COMPLIANCE OFFICER	Na	yes	08/2019	Aug 15, 2019	Nov 12, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 24, 2026	$510M	$510M	9	9	n/a	n/a
2024	Mar 26, 2025	$456M	$456M	11	11	n/a	n/a
2023	Mar 20, 2024	$423M	$423M	11	11	n/a	n/a
2022	Mar 17, 2023	$362M	$362M	11	11	n/a	n/a
2021	Feb 18, 2022	$395M	$395M	12	11	n/a	n/a
2020	Mar 17, 2021	$343M	$343M	11	6	n/a	n/a
2019	Mar 16, 2020	$311M	$311M	12	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	22.2%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$510M	$456M	11.9%	$362M	12.2%	9	11	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SSN ADVISORY, INC.	4	Sep 18, 2020	Jan 21, 2020	WEST HENRIETTA, NY	Team lift out	Ibd to RIA	2.5%

Relationships

Registered with (11)

← Benjamin Robert ChappellAdvisorregistration: current employment
Apr 27, 2022 to presentfactForm ADV
← BRIAN MATTHEW NOVELLINAdvisorregistration: current employment
Sep 22, 2021 to presentfactForm ADV
← Michael R. CongdonAdvisorregistration: current employment
Jun 2, 2021 to presentfactForm ADV
← Amanda Lyn HeagertyAdvisorregistration: current employment
Jan 21, 2020 to presentfactForm ADV
← Donald John KwartaAdvisorregistration: current employment
Jan 21, 2020 to presentfactForm ADV
← Jonathan Frank BlazickAdvisorregistration: current employment
Jan 21, 2020 to presentfactForm ADV
← KENNETH STEPHEN BLAZICKAdvisorregistration: current employment
Oct 23, 2019 to presentfactForm ADV
← TIMOTHY ROBERT HAMMONDAdvisorregistration: current employment
Sep 18, 2019 to presentfactForm ADV
← MARK ALAN CONGDONAdvisorregistration: current employment
Sep 17, 2019 to presentfactForm ADV
← CARRIE BETH SIGLERAdvisorregistration: previous registration
Apr 21, 2021 to Feb 27, 2026factForm ADV
← Shawnnah SpragueAdvisorregistration: previous registration
Nov 17, 2025 to Jan 13, 2026factForm ADV

Controls (3)

← CONGDON, MARK, ALANOwnerPRESIDENT, ownership code E, individual
Aug 15, 2019 to Nov 12, 2024factForm ADV
← CONGDON, MICHAEL, ROGEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 15, 2019 to Nov 12, 2024factForm ADV
← BLAZICK, KENNETH, STEPHENOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Aug 15, 2019 to Nov 12, 2024factForm ADV

Moved with (1)

← SSN ADVISORY, INC.Registered adviser4 advisors, team lift out
Sep 18, 2020 to Jan 21, 2020factForm ADV

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
Carrie Beth Sigler left Horizon Financial for Thrivent Investment Management Inc. (registered 2026-03-17)
Form ADVobserved 5 days ago
Occurred
Jan 13, 2026
Advisor changed firm
Shawnnah Sprague left Horizon Financial for Lincoln Investment (registered 2026-03-31)
Form ADVobserved 5 days ago
Occurred
Feb 18, 2022
Control person left
Beth Carrie Sigler (Chief Operations Officer) no longer on Schedule A of Horizon Financial (listed 2021-12-14, absent 2022-02-18)
Form ADVobserved 5 days ago
Occurred
Aug 15, 2019
First Form ADV filing
Horizon Advisory Services, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11d90406-319f-ac23-0d47-e8fd1a68b21f
First observed: Aug 15, 2019
Last observed: Aug 31, 2026 20 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HORIZON FINANCIAL

HORIZON ADVISORY SERVICES, INC., CRD 305239

WEST HENRIETTA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11d90406-319f-ac23-0d47-e8fd1a68b21f

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK ALAN CONGDON

n/a

West Henrietta, NY

yes

TIMOTHY ROBERT HAMMOND

n/a

West Henrietta, NY

yes

KENNETH STEPHEN BLAZICK

n/a

West Henrietta, NY

yes

Amanda Lyn Heagerty

n/a

West Henrietta, NY

n/a

yes

Donald John Kwarta

n/a

West Henrietta, NY

Jonathan Frank Blazick

n/a

West Henrietta, NY

Michael R. Congdon

n/a

West Henrietta, NY

n/a

BRIAN MATTHEW NOVELLIN

n/a

West Henrietta, NY

n/a

yes

Benjamin Robert Chappell

n/a

West Henrietta, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAZICK, KENNETH, STEPHEN

CHIEF INVESTMENT OFFICER

yes

08/2019

Aug 15, 2019

Nov 12, 2024

CONGDON, MARK, ALAN

President

yes

08/2019

Aug 15, 2019

Nov 12, 2024

CONGDON, MICHAEL, ROGER

CHIEF COMPLIANCE OFFICER

yes

08/2019

Aug 15, 2019

Nov 12, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$510M

n/a

2024

Mar 26, 2025

$456M

n/a

2023

Mar 20, 2024

$423M

n/a

2022

Mar 17, 2023

$362M

n/a

2021

Feb 18, 2022

$395M

n/a

2020

Mar 17, 2021

$343M

n/a

2019

Mar 16, 2020

$311M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

22.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$510M

$456M

11.9%

$362M

12.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SSN ADVISORY, INC.

Sep 18, 2020

Jan 21, 2020

WEST HENRIETTA, NY

Team lift out

Ibd to RIA

2.5%