DFX Intelligence

K•••••• S•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

K•••••• S•••••• B••••••

Advisor at H•••••• F••••••••

West Henrietta, NY

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Search this name across graphsid dfx:ria:38a8b567-1231-aef6-099a-f44d96a59daa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• F••••••••	Independent wealth	Oct 23, 2019	n/a	yes	West Henrietta, NY	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Sep 18, 2020	Dec 31, 2020	no	WEST HENRIETTA, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	n/a	Dec 31, 2020	n/a	n/a	Departure no registered destination	Departure
S•• A•••••••• I•••	H•••••• F••••••••	Sep 18, 2020	Oct 23, 2019	-331

Team moves

••• Locked

Team	Left	Joined	From	Kind
126090:305239:NY:2020-09-18	Sep 18, 2020	Oct 23, 2019	WEST HENRIETTA, NY	Firm change after gap

Relationships

Registered with (7)

→ H•••••• F••••••••Registered adviserregistration: current employment
Oct 23, 2019 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 18, 2020 to Dec 31, 2020factForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2019 to Sep 18, 2020factForm ADV
→ C•••••• G•••• • C• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38a8b567-1231-aef6-099a-f44d96a59daa
First observed: Jun 11, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.