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Advisor at ASCEND INVESTMENT PARTNERS
OGDEN, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCEND INVESTMENT PARTNERS | Independent wealth | Jul 29, 2020 | n/a | yes | OGDEN, UT | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 14, 2005 | Jul 27, 2020 | no | OGDEN, UT|OGDEN, UT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 8, 2000 | Oct 27, 2005 | no | SOUTH OGDEN, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ASCEND INVESTMENT PARTNERS | Jul 27, 2020 | Jul 29, 2020 | 2 | Firm change | Wirehouse to new firm |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 27, 2005 | Oct 14, 2005 | -13 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:307667:UT:2020-07-27 | Jul 27, 2020 | Jul 29, 2020 | OGDEN, UT | Firm change |