This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EDWARD JONES

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Dec 28, 2017

First registration

Jan 2, 2018

Dual registered

yes, broker-dealer

Other names

Christopher Scott Finley|Christopher S Finley

IAPD individual key

6590366

• Occurred

  Sep 17, 2025
  Advisor changed firm

  Christopher Scott Finley left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Edward Jones (registered 2025-09-26)

  Form ADVobserved 4 days ago
• Occurred

  Aug 11, 2023
  Advisor changed firm

  Christopher Scott Finley left E*Trade Capital Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-09-07)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:11e910fd-f6b2-c4a2-5fac-e4d3c9857087

First observed

Jan 2, 2018

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.