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Advisor at ASSURED ADVISORY GROUP, LLC
EAST DUNDEE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASSURED ADVISORY GROUP, LLC | State registered | Dec 7, 2021 | n/a | yes | EAST DUNDEE, IL | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Sep 15, 2020 | Dec 6, 2021 | no | EAST DUNDEE, IL | Previous registration |
| Fsic | Former SEC adviser | Jan 4, 2010 | Sep 23, 2020 | no | BOCA RATON, FL|BOCA RATON, FL|EAST DUNDEE, IL | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 2, 2009 | Jan 5, 2010 | no | ALGONQUIN, IL|NAPERVILLE, IL | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 16, 2006 | Nov 25, 2009 | no | NAPERVILLE, IL|ALGONQUIN, IL | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 25, 2004 | Jun 20, 2006 | no | ITASCA, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | ASSURED ADVISORY GROUP, LLC | Dec 6, 2021 | Dec 7, 2021 | 1 | Firm change | Ibd to state RIA |
| Fsic | B. RILEY WEALTH ADVISORS, INC. | Sep 23, 2020 | Sep 15, 2020 | -8 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | Fsic | Jan 5, 2010 | Jan 4, 2010 | -1 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | VOYA FINANCIAL ADVISORS, INC. | Jun 20, 2006 | Jun 16, 2006 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115927:316449:IL:2021-12-06 | Dec 6, 2021 | Dec 7, 2021 | EAST DUNDEE, IL | Firm change |
| 37813:115927:IL:2020-09-23 | Sep 23, 2020 | Sep 15, 2020 | EAST DUNDEE, IL | Firm change |