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FINANCIAL SERVICES INTERNATIONAL CORP., CRD 37813
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| P•••••• M••• H•••••• | Owner | E | yes | 02/2004 | Feb 2, 2016 | Oct 21, 2020 |
| P•••••• M••• H•••••• | CEO/PRESIDENT | Na | yes | 02/2016 | Feb 2, 2016 | Oct 21, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| U••••• A•••••••• L•• | n/a | Former SEC adviser | $71.5M | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| COLORADO SPRINGS | Co | United States | 3 | no |
| EAST DUNDEE | IL | United States | 3 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Sep 20, 2019 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $204M | $190M | 7.6% | $497M | -25.7% | 35 | 35 | 4 | 11 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B• R•••• W••••• A•••••••• I••• | 3 | Sep 23, 2020 | Sep 15, 2020 | EAST DUNDEE, IL | Firm absorbed | Other | 60.0% |
| C••••• 3•• W•••••• L•• | 2 | Jul 23, 2018 | Aug 31, 2018 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | 2 | Feb 1, 2018 | May 4, 2018 | THE VILLAGES, FL | Team lift out | Other | 0.1% |
| Owner |
| E |
| yes |
| 01/2016 |
| Feb 2, 2016 |
| Oct 21, 2020 |
| A•••••••• H••••• K••• | CCO - RIA | Na | no | 02/2017 | Sep 27, 2017 | Oct 21, 2020 |
| R•••••• M•••••• V••••••• | Finop | Na | no | 04/2018 | Aug 28, 2018 | Oct 21, 2020 |
| $204M |
| $44.9M |
| 35 |
| 22 |
| 7 |
| n/a |
| n/a |
| 2018 | Aug 28, 2018 | $190M | $37.9M | 35 | 22 | 11 | n/a | n/a |
| 2017 | Sep 26, 2017 | $508M | $71.5M | 35 | 22 | n/a | n/a | n/a |
| 2016 | Sep 28, 2016 | $497M | $61.0M | 31 | 18 | n/a | n/a | n/a |
| 2015 | Sep 25, 2015 | $286M | $31.1M | 30 | 24 | n/a | n/a | n/a |
| 2014 | Sep 25, 2014 | $292M | $46.3M | 34 | 27 | n/a | n/a | n/a |
| 2013 | Aug 29, 2013 | $290M | $46.6M | 3 | 3 | n/a | n/a | n/a |
| 2012 | Aug 31, 2012 | $261M | $32.9M | n/a | n/a | n/a | n/a | n/a |
| OCALA, FL |
| Team lift out |
| Other |
| 25.0% |
| K•• F•••••••• S•••••••• I•• | 2 | Jan 2, 2018 | Jan 2, 2018 | GIG HARBOR, WA | Team lift out | Other | 22.2% |
| K•• F•••••••• S•••••••• I•• | 2 | Dec 5, 2017 | Dec 5, 2017 | KIRKLAND, WA | Team lift out | Other | 16.7% |