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SHERPA CAPITAL MANAGEMENT, LLC, CRD 336739
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| LAWRENCE EARL SPRINGER | Certified Financial Planner|Chartered Financial Consultant | HOCKESSIN, DE | JUPITER, FL | 0 | 30 | 5 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SUCCOSO, PETER, JAMES | CHIEF COMPLIANCE OFFICER | A | yes | 05/2025 | Mar 27, 2026 | Mar 27, 2026 |
| SUCCOSO, PETER, JOHN | CHIEF EXECUTIVE OFFICER | E | yes | 05/2025 | Mar 27, 2026 | Mar 27, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $107M | $106M | 3 | 2 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $107M | n/a | n/a | n/a | n/a | 3 | n/a | 1 | n/a |