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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant30 years in industry

LAWRENCE EARL SPRINGER

Advisor at SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE | JUPITER, FL

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Search this name across graphsid dfx:ria:32c0964d-35c8-d63a-b672-06755f8e04f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SHERPA CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Aug 7, 1996
First registration: Apr 3, 2003
Dual registered: no
Other names: LARRY SPRINGER
IAPD individual key: 868675

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SHERPA CAPITAL MANAGEMENT	Independent wealth	Jan 27, 2026	n/a	yes	HOCKESSIN, DE\|JUPITER, FL	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	Jan 30, 2026	no	SCOTTSDALE, AZ\|HOCKESSIN, DE	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 23, 2010	Jan 19, 2024	no	JAMESBURG, NJ\|WEXFORD, PA\|OLD BRIDGE, NJ\|HOCKESSIN, DE	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 3, 2008	Jul 8, 2010	no	STAMFORD, CT\|OLD BRIDGE, NJ	Previous registration
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC	Former SEC adviser	Aug 9, 2004	Sep 18, 2008	no	OLD BRIDGE, NJ	Previous registration
IAC ADVISORY SERVICES, INC	n/a	Apr 3, 2003	Dec 14, 2004	no	OCEAN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	SHERPA CAPITAL MANAGEMENT	Jan 30, 2026	Jan 27, 2026	-3	Firm change	Ibd to RIA
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	WOODBURY FINANCIAL SERVICES, INC.	Jul 8, 2010	Jun 23, 2010	-15	Firm change	Other
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC	MSI FINANCIAL SERVICES, INC.	Sep 18, 2008	Sep 3, 2008	-15	Firm change	Other
IAC ADVISORY SERVICES, INC	INVESTMENT ADVISORS ASSET MANAGEMENT, LLC	Dec 14, 2004	Aug 9, 2004	-127	Firm change after gap	Other

Relationships

Registered with (6)

→ SHERPA CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Jan 30, 2026factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 23, 2010 to Jan 19, 2024factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 3, 2008 to Jul 8, 2010factForm ADV
→ INVESTMENT ADVISORS ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 9, 2004 to Sep 18, 2008factForm ADV
→ IAC ADVISORY SERVICES, INCRegistered adviserregistration: previous registration
Apr 3, 2003 to Dec 14, 2004factForm ADV

Dated events

Occurred
Jan 30, 2026
Advisor changed firm
Lawrence Earl Springer left Osaic Wealth, Inc. for Sherpa Capital Management (registered 2026-01-27)
Form ADVobserved 4 days ago