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I• O• C•••••• ADVISORS LLC, CRD 290038
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| P•••• N••• d• C•••• P••• | Chartered Financial Analyst | MIAMI, FL | Panama City | 2 | 10 | n/a | no |
| A•••••• B•••••• | n/a | MIAMI, FL | 0 | 33 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A••••• E••••• G••••• S••••••• | Other Private Fund | $6.9M | Mar 28, 2024 | 50 | Mar 28, 2024 | reported | n/a |
| E•••••• G••••• S••••••• | Other Private Fund | $4.3M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••• R•••• | President | E | yes | 07/2017 | Sep 27, 2019 | Mar 28, 2024 |
| B••••••• A•••••• | Cco | Na | no | 03/2018 | Sep 27, 2019 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| I• O• C•••••• S••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Panama | n/a | Panama | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $389M | $385M | 1.1% | $329M | 5.7% | 16 | 16 | 1 | 1 |
| no |
| R•••• C•••••• | n/a | MIAMI, FL | Panama | 0 | 10 | n/a | no |
| N•••••• P••••• D••••• | Chartered Financial Analyst | Panama | 0 | 12 | n/a | no |
| P••••••• J•••••• P••••• | Chartered Financial Analyst | MIAMI, FL | 0 | 10 | n/a | no |
| 26 |
| Mar 28, 2024 |
| reported |
| n/a |
| G• I••••••••• | Other Private Fund | $3.3M | Mar 28, 2024 | 1 | Mar 28, 2024 | reported | n/a |
| N••• G••••••••• G••••• S••••••• | Other Private Fund | $3.2M | Mar 28, 2024 | 12 | Mar 28, 2024 | reported | n/a |
| G••••• A••••••••• O••••••••• | Other Private Fund | $2.7M | Mar 28, 2024 | 5 | Mar 28, 2024 | reported | n/a |
| $389M |
| $305,505 |
| 16 |
| 8 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 25, 2025 | $385M | $24.3M | 16 | 9 | 1 | 6 | n/a |
| 2023 | Mar 28, 2024 | $349M | $20.4M | 16 | 10 | 1 | 5 | $20.4M |
| 2022 | Apr 3, 2023 | $329M | $0 | 16 | 14 | 1 | n/a | n/a |
| 2021 | Mar 31, 2022 | $376M | $229M | 16 | 14 | 1 | n/a | n/a |
| 2020 | Mar 30, 2021 | $355M | $217M | 14 | 10 | 1 | n/a | n/a |
| 2019 | Mar 27, 2020 | $349M | $3.3M | 9 | 6 | 1 | n/a | n/a |