DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I• O• C••••••
Legal name I• O• C•••••• A••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Sep 27, 2019 · 15 filings
SEC status approved since Oct 29, 2019
RAUM
$389M
reported, Item 5.F
Discretionary
0.1%
of RAUM
Private clients
100%
$389M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$77.9M
derived; firm RAUM over IAPD count
Employees
16
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$389M as of Mar 26, 2026
Mar 27, 2020$349M then
HNW client RAUM$389M as of Mar 26, 2026
Mar 27, 2020$349M then
State-registered IARs (5.B.3)5 as of Mar 26, 2026
Mar 27, 20202 then
Employees (5.A)16 as of Mar 26, 2026
Mar 27, 20209 then
Private funds6 as of Mar 25, 2025
Mar 28, 20245 then
RAUM +1.1% over the last fiscal year+5.7% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $77.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.7MderivedHNW RAUM over HNW clients
- Average account
- $9.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.1%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$389M100%
- Individual clients
- n/areported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 40reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• N••• D• C•••• P•••Chartered Financial Analyst | Miami, Fl | Mar 12, 2024 | 10 y | 0 |
| A•••••• B•••••• | Miami, Fl | Nov 18, 2025 | 33 y | 4 |
| R•••• C•••••• | Miami, Fl | Dec 23, 2025 | 10 y | 0 |
| N•••••• P••••• D•••••Chartered Financial Analyst | Panama | Jan 1, 2026 | 12 y | 0 |
| P••••••• J•••••• P•••••Chartered Financial Analyst | Miami, Fl | Jan 1, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• B•••••• from A••••• C••••••Nov 18, 2025 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• E••••• G••••• S••••••• | Other Private Fund | $6.9M | 50 | Mar 28, 2024 |
| E•••••• G••••• S••••••• | Other Private Fund | $4.3M | 26 | Mar 28, 2024 |
| G• I••••••••• | Other Private Fund | $3.3M | 1 | Mar 28, 2024 |
| N••• G••••••••• G••••• S••••••• | Other Private Fund | $3.2M | 12 | Mar 28, 2024 |
| G••••• A••••••••• O••••••••• | Other Private Fund | $2.7M | 5 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• R•••• · Presidentcontrolsince 07/2017 · owns 75% or more
- B••••••• A•••••• · Ccosince 03/2018 · owns less than 5%
Related persons
Schedule D 7.A
- I• O• C•••••• S•••broker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 4 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Panama, Panama4 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 26, 2026HNW RAUM per HNW client of $9,735,771 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.9 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
- business activity changedChange between filings · filing Mar 26, 2026advises private funds (Item 7.B): yes on the filing of 2025-03-25, no on the filing of 2026-03-26peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 48 to 40Mar 25, 2025 to Mar 26, 2026
- Advisory employees · 9 to 8Mar 25, 2025 to Mar 26, 2026
- HNW clients · 42 to 40Mar 25, 2025 to Mar 26, 2026
- Private funds · 6 to unsetMar 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $24.3M to $305,505Mar 25, 2025 to Mar 26, 2026
- HNW RAUM · $361M to $389MMar 25, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $361M to $389MMar 25, 2025 to Mar 26, 2026
- RAUM · $385M to $389MMar 25, 2025 to Mar 26, 2026
- Accounts · 45 to 48Mar 28, 2024 to Mar 25, 2025
- Advisory employees · 10 to 9Mar 28, 2024 to Mar 25, 2025
- BD registered reps · 1 to 0Mar 28, 2024 to Mar 25, 2025
- HNW clients · 40 to 42Mar 28, 2024 to Mar 25, 2025
- Assets in custody · 0.0 to unsetMar 28, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 25, 2025
- Private funds · 5 to 6Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $20.4M to $24.3MMar 28, 2024 to Mar 25, 2025
- HNW RAUM · $329M to $361MMar 28, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $329M to $361MMar 28, 2024 to Mar 25, 2025
- RAUM · $349M to $385MMar 28, 2024 to Mar 25, 2025
- Accounts · 50 to 45Apr 11, 2023 to Mar 28, 2024
- Advisory employees · 14 to 10Apr 11, 2023 to Mar 28, 2024
- HNW clients · 50 to 40Apr 11, 2023 to Mar 28, 2024
- State-registered IARs · 3 to 5Apr 11, 2023 to Mar 28, 2024
- Private funds · unset to 5Apr 11, 2023 to Mar 28, 2024
- Discretionary RAUM · $0 to $20.4MApr 11, 2023 to Mar 28, 2024
- HNW RAUM · $329M to $329MApr 11, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $329M to $329MApr 11, 2023 to Mar 28, 2024
- RAUM · $329M to $349MApr 11, 2023 to Mar 28, 2024
- Accounts · 48 to 50Mar 31, 2022 to Apr 3, 2023
- Advisory activities · 1 to 2Mar 31, 2022 to Apr 3, 2023
- HNW clients · 48 to 50Mar 31, 2022 to Apr 3, 2023
- Discretionary RAUM · $229M to $0Mar 31, 2022 to Apr 3, 2023
- HNW RAUM · $376M to $329MMar 31, 2022 to Apr 3, 2023
- Non-discretionary RAUM · $147M to $329MMar 31, 2022 to Apr 3, 2023
- RAUM · $376M to $329MMar 31, 2022 to Apr 3, 2023
- Accounts · 40 to 48Jun 15, 2021 to Mar 31, 2022
- Advisory employees · 10 to 14Jun 15, 2021 to Mar 31, 2022
- HNW clients · 42 to 48Jun 15, 2021 to Mar 31, 2022
- Employees · 14 to 16Jun 15, 2021 to Mar 31, 2022
- Discretionary RAUM · $217M to $229MJun 15, 2021 to Mar 31, 2022
Signals
1 dated events
- I• O• C•••••• filed its initial SEC registration (Form ADV)Sep 27, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@inoncapitaladvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 305-721-2811reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305 721-2811reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026