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RIA / WealthAdvisorCertified Financial Planner20 years in industry

ASHLEY SUMMERS TABB

Advisor at OAKWORTH ASSET MANAGEMENT, LLC

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:11fd8ef1-4fc7-5f96-6268-33e8fe3a0443

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAKWORTH ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 18, 2005
First registration: Nov 2, 2005
Dual registered: no
IAPD individual key: 4954982

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAKWORTH ASSET MANAGEMENT, LLC	Independent wealth	Jul 1, 2025	n/a	yes	BIRMINGHAM, AL	Current employment
1919 INVESTMENT COUNSEL, LLC	Independent wealth	Sep 17, 2015	Jul 28, 2025	no	BIRMINGHAM, AL	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Feb 3, 2012	Sep 2, 2015	no	BIRMINGHAM, AL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 21, 2010	Nov 7, 2011	no	CHARLOTTE, NC\|BIRMINGHAM, AL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Mar 21, 2007	May 4, 2010	no	BIRMINGHAM, AL\|MEMPHIS, TN	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Nov 2, 2005	Mar 15, 2007	no	MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
1919 INVESTMENT COUNSEL, LLC	OAKWORTH ASSET MANAGEMENT, LLC	Jul 28, 2025	Jul 1, 2025	-27	Firm change	RIA to new firm
STERNE AGEE ASSET MANAGEMENT, INC.	1919 INVESTMENT COUNSEL, LLC	Sep 2, 2015	Sep 17, 2015	15	Firm change	Other
WELLS FARGO ADVISORS	STERNE AGEE ASSET MANAGEMENT, INC.	Nov 7, 2011	Feb 3, 2012	88	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	WELLS FARGO ADVISORS	May 4, 2010	May 21, 2010	17	Firm change	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	MORGAN KEEGAN & COMPANY, LLC	Mar 15, 2007	Mar 21, 2007	6	Firm change	Other

Relationships

Registered with (6)

→ OAKWORTH ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ 1919 INVESTMENT COUNSEL, LLCRegistered adviserregistration: previous registration
Sep 17, 2015 to Jul 28, 2025factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 3, 2012 to Sep 2, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 21, 2010 to Nov 7, 2011factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Mar 21, 2007 to May 4, 2010factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Nov 2, 2005 to Mar 15, 2007factForm ADV

Dated events

Occurred
Jul 28, 2025
Advisor changed firm
Ashley Summers Tabb left 1919 Investment Counsel, Llc for Oakworth Asset Management, Llc (registered 2025-07-01)
Form ADVobserved 6 days ago