DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ashley Summers Tabb
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Jul 1, 2025
In the industry
20 y
since Oct 18, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Oakworth Asset Management, LLC independent RIA currentsince Jul 1, 2025 · Birmingham, Al
- 1919 Investment Counsel, LLC independent RIASep 17, 2015 to Jul 28, 2025 · Birmingham, Al
- Sterne Agee Asset Management, Inc. formerFeb 3, 2012 to Sep 2, 2015 · Birmingham, Al
- Wells Fargo Advisors wirehouseMay 21, 2010 to Nov 7, 2011 · Charlotte, Nc
- Morgan Keegan & Company, LLC formerMar 21, 2007 to May 4, 2010 · Birmingham, Al
- Amsouth Investment Management Company LLC unclassifiedNov 2, 2005 to Mar 15, 2007 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- 1919 Investment Counsel, LLC to Oakworth Asset Management, LLCleft Jul 28, 2025, registered Jul 1, 2025 (-27 days) · RIA to a newly registered adviser
- Sterne Agee Asset Management, Inc. to 1919 Investment Counsel, LLCleft Sep 2, 2015, registered Sep 17, 2015 (15 days) · Other
- Wells Fargo Advisors to Sterne Agee Asset Management, Inc.left Nov 7, 2011, registered Feb 3, 2012 (88 days) · Other
- Morgan Keegan & Company, LLC to Wells Fargo Advisorsleft May 4, 2010, registered May 21, 2010 (17 days) · Other
- Amsouth Investment Management Company LLC to Morgan Keegan & Company, LLCleft Mar 15, 2007, registered Mar 21, 2007 (6 days) · Other
Signals
- Ashley Summers Tabb left 1919 Investment Counsel, Llc for Oakworth Asset Management, Llc (registered 2025-07-01)Jul 28, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address