DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at T• R••• P•••• A••••••••• I•••
Wilmette, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T• R••• P•••• A••••••••• I••• | Asset manager | Sep 29, 2017 | n/a | yes | Wilmette, IL | Current employment |
| N••••• A•••• M••••••••• L•• | Mixed wealth | Sep 1, 2011 | Jun 26, 2014 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••• A•••• M••••••••• L•• | T• R••• P•••• A••••••••• I••• | Jun 26, 2014 | Sep 29, 2017 | 1,191 | Firm change after gap | Other |
| N••••• F••• A•••••••• L•• | N••••• A•••• M••••••••• L•• | Sep 1, 2011 | Sep 1, 2011 |
| N••••• F••• A•••••••• L•• |
| Asset manager |
| Oct 21, 2008 |
| Sep 1, 2011 |
| no |
| CHICAGO, IL |
| Previous registration |
| G••••••••• I••••••••• | Asset manager | Mar 19, 2007 | Oct 21, 2008 | no | CHICAGO, IL | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Feb 18, 2005 | Oct 19, 2005 | no | EDEN PRAIRIE, MN | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| G••••••••• I••••••••• | N••••• F••• A•••••••• L•• | Oct 21, 2008 | Oct 21, 2008 | 0 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | G••••••••• I••••••••• | Oct 19, 2005 | Mar 19, 2007 | 516 | Firm change after gap | Other |