DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

NUVEEN FUND ADVISORS, LLC

CRD 104626

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e874c73-8f2c-717d-223f-c8e845233db0

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 149
Dated events: 34
On other graphs: 0
Observed: Mar 27, 2012 to Mar 30, 2026
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=10.0
Regulatory AUM: $186BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $186B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 137
Advisory employees: 25
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 235
Individual clients: 0
High net worth clients: 0
SEC number: 801-14147
CIK: 1311016
CRD: 104626
Filings on the tape: 42
First filed: Mar 27, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCCANN, JOHN, MICHAEL	MANAGING DIRECTOR, GENERAL COUNSEL & ASSISTANT SECRETARY	Na	yes	03/2023	Mar 29, 2023	Mar 28, 2024
MOGAVERO, ERIK, PETER	CHIEF COMPLIANCE OFFICER	Na	yes	08/2017	Aug 23, 2017	Mar 28, 2024
NUVEEN FINANCE, LLC	Shareholder	E	yes	01/2017	Mar 27, 2017	Mar 28, 2024
NUVEEN HOLDINGS 1, INC.	Shareholder	E	yes	01/2017	Mar 27, 2017	Mar 28, 2024
NUVEEN HOLDINGS, INC.	Shareholder	E	yes	11/2007	Mar 20, 2015	Mar 28, 2024
NUVEEN INVESTMENTS, INC.	MANAGING MEMBER	E	yes	01/1997	Mar 27, 2012	Mar 28, 2024
NUVEEN, LLC	Member	E	yes	10/2014	Mar 27, 2017	Mar 28, 2024
PERRY, MICHAEL, ANDREW	EXECUTIVE VICE PRESIDENT	Na	yes	02/2017	Mar 27, 2017	Mar 28, 2024
RAMSAY, MARY, BETH	CHIEF RISK OFFICER, NUVEEN	Na	yes	09/2023	Jul 6, 2022	Mar 28, 2024
SALAMI, OLUSEUN, S.	EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	Na	yes	11/2020	Nov 13, 2020	Mar 28, 2024
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA	Member	E	yes	10/2014	Oct 3, 2014	Mar 28, 2024
TIAA BOARD OF GOVERNERS	Shareholder	E	yes	10/2014	Mar 29, 2022	Mar 28, 2024
Whitten, Cinda, Dawn	HEAD OF GLOBAL INVESTMENT OPERATIONS	Na	yes	09/2022	Nov 21, 2022	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TEACHERS ADVISORS, LLC	n/a	Former SEC adviser	$436B	N	yes	n/a
TIAA-CREF INVESTMENT MANAGEMENT LLC	n/a	Asset manager	$292B	N	yes	n/a
NUVEEN ASSET MANAGEMENT, LLC	n/a	Mixed wealth	$280B	Y	yes	n/a
NUVEEN ALTERNATIVES ADVISORS LLC	n/a	Institutional manager	$142B	N	yes	n/a
CHURCHILL ASSET MANAGEMENT LLC	n/a	Other adviser	$56B	N	yes	n/a
WINSLOW CAPITAL MANAGEMENT LLC	n/a	Asset manager	$29B	N	yes	n/a
GRESHAM INVESTMENT MANAGEMENT LLC	n/a	Other adviser	$8.6B	N	yes	n/a
CHURCHILL DLC ADVISOR LLC	n/a	Asset manager	$2.1B	N	yes	n/a
AGR PARTNERS LLC	n/a	Asset manager	$1.2B	N	yes	n/a
CLEAN ENERGY PARTNERS LLP	n/a	n/a	n/a	N	yes	n/a
GLENNMONT ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
GLENNMONT PARTNERS I LIMITED	n/a	n/a	n/a	N	yes	n/a
NUVEEN ASSET MANAGEMENT EUROPE SARL	n/a	n/a	n/a	N	yes	n/a
NUVEEN HONG KONG LIMITED	n/a	n/a	n/a	N	yes	n/a
NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
NUVEEN MANAGEMENT AIFM LIMITED	n/a	n/a	n/a	N	yes	n/a
NUVEEN SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
NUVEEN SINGAPORE PRIVATE LTD	n/a	n/a	n/a	N	yes	n/a
WESTCHESTER GROUP REAL ESTATE, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	7	yes
Charlotte	Nc	United States	6	yes
SAN FRANCISCO	CA	United States	1	no
Minneapolis	Mn	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$186B	$186B	137	25	5	n/a	n/a
2024	Mar 28, 2025	$163B	$163B	138	26	5	n/a	n/a
2023	Mar 28, 2024	$150B	$150B	146	28	4	n/a	n/a
2022	Mar 29, 2023	$148B	$148B	146	25	3	n/a	n/a
2021	Mar 29, 2022	$194B	$194B	125	27	2	n/a	n/a
2020	Mar 30, 2021	$157B	$157B	113	25	2	n/a	n/a
2019	Mar 30, 2020	$158B	$158B	94	25	3	n/a	n/a
2018	Mar 28, 2019	$135B	$135B	100	24	3	n/a	n/a
2017	Mar 27, 2018	$139B	$139B	52	19	1	n/a	n/a
2016	Mar 27, 2017	$126B	$126B	55	19	n/a	n/a	n/a
2015	Mar 28, 2016	$121B	$121B	57	19	n/a	n/a	n/a
2014	Mar 20, 2015	$122B	$122B	39	12	n/a	n/a	n/a
2013	Mar 20, 2014	$108B	$108B	40	12	n/a	n/a	n/a
2012	Mar 27, 2013	$108B	$108B	40	10	n/a	n/a	n/a
2011	Mar 27, 2012	$101B	$101B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$186B	$163B	14.5%	$148B	8.0%	137	138	5	5

Relationships

showing 80 of 149

Affiliated with (29)

← ADVICE AND PLANNING SERVICESRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← TIAA-CREF TUITION FINANCING, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← CHURCHILL ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← GRESHAM INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← AGR PARTNERS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← NUVEEN ALTERNATIVES ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← CHURCHILL DLC ADVISOR LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← CHURCHILL PCIF ADVISOR LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WINSLOW CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ TEACHERS ADVISORS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ TIAA-CREF INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GRESHAM INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, control, common control
factForm ADV
→ NUVEEN ALTERNATIVES ADVISORS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ CHURCHILL ASSET MANAGEMENT LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ AGR PARTNERS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ CHURCHILL DLC ADVISOR LLCRegistered adviserother investment adviser, common control
factForm ADV
← TEACHERS ADVISORS, LLCRegistered adviserother investment adviser, bank, control, common control
factForm ADV
← TIAA-CREF INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← NUVEEN ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, bank, control, common control
factForm ADV
← WINSLOW CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← NWQ INVESTMENT MANAGEMENT COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
← SANTA BARBARA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GREENWOOD RESOURCES CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← SYMPHONY ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← TIAA ADVISORY, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← NUVEEN CAPITAL MARKETS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← NUVEEN INVESTMENTS ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← TRADEWINDS GLOBAL INVESTORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (12)

← MOGAVERO, ERIK, PETEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 23, 2017 to Mar 28, 2024factForm ADV
← PERRY, MICHAEL, ANDREWOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Mar 27, 2017 to Mar 28, 2024factForm ADV
← MCCANN, JOHN, MICHAELOwnerMANAGING DIRECTOR, GENERAL COUNSEL & ASSISTANT SECRETARY, ownership code NA, individual
Mar 29, 2023 to Mar 28, 2024factForm ADV
← SALAMI, OLUSEUN, S.OwnerEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 13, 2020 to Mar 28, 2024factForm ADV
← RAMSAY, MARY, BETHOwnerCHIEF RISK OFFICER, NUVEEN, ownership code NA, individual
Jul 6, 2022 to Mar 28, 2024factForm ADV
← Whitten, Cinda, DawnOwnerHEAD OF GLOBAL INVESTMENT OPERATIONS, ownership code NA, individual
Nov 21, 2022 to Mar 28, 2024factForm ADV
← NUVEEN FINANCE, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 27, 2017 to Mar 28, 2024factForm ADV
← NUVEEN HOLDINGS 1, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 27, 2017 to Mar 28, 2024factForm ADV
← NUVEEN HOLDINGS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 20, 2015 to Mar 28, 2024factForm ADV
← NUVEEN INVESTMENTS, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 27, 2012 to Mar 28, 2024factForm ADV
← TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAOwnerMEMBER, ownership code E, domestic entity
Oct 3, 2014 to Mar 28, 2024factForm ADV
← TIAA BOARD OF GOVERNERSOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2022 to Mar 28, 2024factForm ADV

Registered with (38)

← ANGELIA GAIL HUNTERAdvisorregistration: previous registration
May 27, 2000 to Sep 1, 2011factForm ADV
← FRANCESCO CRISTIANOAdvisorregistration: previous registration
May 10, 1996 to Sep 1, 2011factForm ADV
← SUZANNE RENEE DOWNINGAdvisorregistration: previous registration
Jul 16, 2001 to Sep 1, 2011factForm ADV
← MARK WILLIAM SLEVINAdvisorregistration: previous registration
Feb 6, 2009 to Sep 1, 2011factForm ADV
← CATHERINE THERESA REESEAdvisorregistration: previous registration
Feb 6, 2009 to Sep 1, 2011factForm ADV
← Dennis Patrick KileyAdvisorregistration: previous registration
Jan 25, 2008 to Sep 1, 2011factForm ADV
← Paul T ReddenAdvisorregistration: previous registration
Apr 16, 2008 to Sep 1, 2011factForm ADV
← John Walter HealyAdvisorregistration: previous registration
Oct 4, 2006 to Sep 1, 2011factForm ADV
← CHARLES WILLIAM SAUTERAdvisorregistration: previous registration
Feb 6, 2009 to Sep 1, 2011factForm ADV
← Peter J HessAdvisorregistration: previous registration
Jan 16, 2008 to Sep 1, 2011factForm ADV
← MOIRA SALMON HUCKAdvisorregistration: previous registration
Feb 9, 2009 to Sep 1, 2011factForm ADV
← RAYMOND ALLEN OLSONAdvisorregistration: previous registration
May 27, 2000 to Sep 1, 2011factForm ADV
← THOMAS JOSEPH ASSICURATOAdvisorregistration: previous registration
Jan 9, 2009 to Sep 1, 2011factForm ADV
← CHRISTOPHER EDWARD FITZGERALDAdvisorregistration: previous registration
Jun 21, 2010 to Sep 1, 2011factForm ADV
← GEORGE GARRETT MOSELEYAdvisorregistration: previous registration
Feb 6, 2009 to Sep 1, 2011factForm ADV
← HOWARD EDMOND REICHAdvisorregistration: previous registration
Oct 14, 2009 to Sep 1, 2011factForm ADV
← DANIELLE CARNETTAdvisorregistration: previous registration
May 22, 2002 to Sep 1, 2011factForm ADV
← JOHN HARMON SCULLYAdvisorregistration: previous registration
Feb 24, 2010 to Sep 1, 2011factForm ADV
← MELISSA BRITTON ROEAdvisorregistration: previous registration
Aug 6, 2001 to Sep 1, 2011factForm ADV
← JOHN PHILIP KELLYAdvisorregistration: previous registration
Apr 29, 2010 to Sep 1, 2011factForm ADV
← PAUL ANDREW BARTONYAdvisorregistration: previous registration
Jul 26, 2011 to Sep 1, 2011factForm ADV
← ROBERT F WARCHOLAdvisorregistration: previous registration
May 30, 2002 to Sep 1, 2011factForm ADV
← HEIDI CHRISTINE KANEYAdvisorregistration: previous registration
Apr 8, 2008 to Sep 1, 2011factForm ADV
← JEFFREY DENNIS CARLINAdvisorregistration: previous registration
Aug 6, 2010 to Sep 1, 2011factForm ADV
← RICHARD WILLIAM BAURAdvisorregistration: previous registration
May 27, 2000 to Sep 1, 2011factForm ADV
← Scott Alan StanleyAdvisorregistration: previous registration
Mar 4, 2010 to Sep 1, 2011factForm ADV
← ANDREW CHAMPAdvisorregistration: previous registration
Jan 2, 2002 to Sep 1, 2011factForm ADV
← SAMANTHA PELLIN OSPELTAdvisorregistration: previous registration
Nov 14, 2002 to Sep 1, 2011factForm ADV
← MEGHANN ELIZABETH PETERSONAdvisorregistration: previous registration
Jan 10, 2005 to Sep 1, 2011factForm ADV
← Kenneth George RoedelAdvisorregistration: previous registration
Jul 16, 2001 to Sep 1, 2011factForm ADV
and 8 more

Dated events

Occurred
Sep 19, 2023
Control person left
Stone James Stenersen (Chief Risk Officer, Nuveen) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2023-03-29, absent 2023-09-19)
Form ADVobserved 4 days ago
Occurred
Sep 19, 2023
Control person joined
Beth Mary Ramsay (Chief Risk Officer, Nuveen) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2023
Control person joined
Michael John Mccann (Managing Director, General Counsel & Assistant Secretary) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 3, 2023
Control person left
Dubey Deann Morgan (President) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2022-11-21, absent 2023-03-03)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2022
Control person joined
Dawn Cinda Whitten (Head Of Global Investment Operations) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Nov 21, 2022
Control person left
Geoffry Ronald Stutes (Head Of Global Investment Operations (Interim)) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2022-07-21, absent 2022-11-21)
Form ADVobserved 4 days ago
Occurred
Jul 21, 2022
Control person left
Beth Mary Ramsay (Chief Risk Officer, Nuveen) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2022-07-15, absent 2022-07-21)
Form ADVobserved 4 days ago
Occurred
Jul 21, 2022
Control person joined
Stone James Stenersen (Chief Risk Officer, Nuveen) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person left
Byers Sheryl Craun (Head Of Global Investment Operations) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2022-03-29, absent 2022-07-06)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person left
Michel Jacques Longerstaey (Senior Managing Director) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2022-03-29, absent 2022-07-06)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person joined
Geoffry Ronald Stutes (Head Of Global Investment Operations (Interim)) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person joined
Beth Mary Ramsay (Chief Risk Officer, Nuveen) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Control person left
J Kevin Mccarthy (Senior Managing Director) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2021-03-30, absent 2022-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Control person left
M Christopher Rohrbacher (General Counsel) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2021-03-30, absent 2022-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Control person left
Mark Jordan Farris (Managing Director) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2021-03-30, absent 2022-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Control person left
Eugene Christopher Stickrod (Senior Managing Director) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2021-03-30, absent 2022-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Control person left
Joseph David Lamb (Senior Managing Director) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2021-03-30, absent 2022-03-29)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person left
Ross Gifford Zimmerman (Co-General Counsel) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2020-03-30, absent 2020-11-13)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person left
Henry Cedric Antosiewicz (Senior Managing Director) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2020-03-30, absent 2020-11-13)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person left
Andrew Greg Bottjer (Senior Managing Director) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2020-03-30, absent 2020-11-13)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person left
Stone James Stenersen (Senior Managing Director) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2020-03-30, absent 2020-11-13)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person joined
Mark Jordan Farris (Managing Director) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person joined
Eugene Christopher Stickrod (Senior Managing Director) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person joined
Joseph David Lamb (Managing Director) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person joined
Dubey Deann Morgan (President) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person joined
Michel Jacques Longerstaey (Senior Managing Director) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person joined
Oluseun Salami (Executive Vice President And Chief Financial Officer) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
L Margo Cook (President) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2019-10-30, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
Hylton Holly Miller (Head Of Global Investment Operations) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2019-10-30, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Byers Sheryl Craun (Head Of Global Investment Operations) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 28, 2019
Control person left
Yves Gerard Martin Kremenstein (Senior Managing Director) no longer on Schedule A of Nuveen Fund Advisors, Llc (listed 2018-08-24, absent 2019-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2019
Control person joined
M Christopher Rohrbacher (Co-General Counsel) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 28, 2019
Control person joined
Stone James Stenersen (Senior Managing Director) appeared on Schedule A of Nuveen Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jan 8, 2013
Succession filed (Item 4)
Nuveen Fund Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e874c73-8f2c-717d-223f-c8e845233db0
First observed: Mar 27, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NUVEEN FUND ADVISORS, LLC

CRD 104626

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e874c73-8f2c-717d-223f-c8e845233db0

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCCANN, JOHN, MICHAEL

MANAGING DIRECTOR, GENERAL COUNSEL & ASSISTANT SECRETARY

yes

03/2023

Mar 29, 2023

Mar 28, 2024

MOGAVERO, ERIK, PETER

CHIEF COMPLIANCE OFFICER

yes

08/2017

Aug 23, 2017

Mar 28, 2024

NUVEEN FINANCE, LLC

Shareholder

yes

01/2017

Mar 27, 2017

Mar 28, 2024

NUVEEN HOLDINGS 1, INC.

Shareholder

yes

01/2017

Mar 27, 2017

Mar 28, 2024

NUVEEN HOLDINGS, INC.

Shareholder

yes

11/2007

Mar 20, 2015

Mar 28, 2024

NUVEEN INVESTMENTS, INC.

MANAGING MEMBER

yes

01/1997

Mar 27, 2012

Mar 28, 2024

NUVEEN, LLC

Member

yes

10/2014

Mar 27, 2017

Mar 28, 2024

PERRY, MICHAEL, ANDREW

EXECUTIVE VICE PRESIDENT

yes

02/2017

Mar 27, 2017

Mar 28, 2024

RAMSAY, MARY, BETH

CHIEF RISK OFFICER, NUVEEN

yes

09/2023

Jul 6, 2022

Mar 28, 2024

SALAMI, OLUSEUN, S.

EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

yes

11/2020

Nov 13, 2020

Mar 28, 2024

TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA

Member

yes

10/2014

Oct 3, 2014

Mar 28, 2024

TIAA BOARD OF GOVERNERS

Shareholder

yes

10/2014

Mar 29, 2022

Mar 28, 2024

Whitten, Cinda, Dawn

HEAD OF GLOBAL INVESTMENT OPERATIONS

yes

09/2022

Nov 21, 2022

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TEACHERS ADVISORS, LLC

n/a

Former SEC adviser

$436B

yes

n/a

TIAA-CREF INVESTMENT MANAGEMENT LLC

n/a

Asset manager

$292B

yes

n/a

NUVEEN ASSET MANAGEMENT, LLC

n/a

Mixed wealth

$280B

yes

n/a

NUVEEN ALTERNATIVES ADVISORS LLC

n/a

Institutional manager

$142B

yes

n/a

CHURCHILL ASSET MANAGEMENT LLC

n/a

Other adviser

$56B

yes

n/a

WINSLOW CAPITAL MANAGEMENT LLC

n/a

Asset manager

$29B

yes

n/a

GRESHAM INVESTMENT MANAGEMENT LLC

n/a

Other adviser

$8.6B

yes

n/a

CHURCHILL DLC ADVISOR LLC

n/a

Asset manager

$2.1B

yes

n/a

AGR PARTNERS LLC

n/a

Asset manager

$1.2B

yes

n/a

CLEAN ENERGY PARTNERS LLP

n/a

yes

n/a

GLENNMONT ASSET MANAGEMENT LIMITED

n/a

yes

n/a

GLENNMONT PARTNERS I LIMITED

n/a

yes

n/a

NUVEEN ASSET MANAGEMENT EUROPE SARL

n/a

yes

n/a

NUVEEN HONG KONG LIMITED

n/a

yes

n/a

NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED

n/a

yes

n/a

NUVEEN MANAGEMENT AIFM LIMITED

n/a

yes

n/a

NUVEEN SECURITIES, LLC

n/a

yes

n/a

NUVEEN SINGAPORE PRIVATE LTD

n/a

yes

n/a

WESTCHESTER GROUP REAL ESTATE, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

yes

Charlotte

United States

yes

SAN FRANCISCO

United States

Minneapolis

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$186B

137

n/a

2024

Mar 28, 2025

$163B

138

n/a

2023

Mar 28, 2024

$150B

146

n/a

2022

Mar 29, 2023

$148B

146

n/a

2021

Mar 29, 2022

$194B

125

n/a

2020

Mar 30, 2021

$157B

113

n/a

2019

Mar 30, 2020

$158B

n/a

2018

Mar 28, 2019

$135B

100

n/a

2017

Mar 27, 2018

$139B

n/a

2016

Mar 27, 2017

$126B

n/a

2015

Mar 28, 2016

$121B

n/a

2014

Mar 20, 2015

$122B

n/a

2013

Mar 20, 2014

$108B

n/a

2012

Mar 27, 2013

$108B

n/a

2011

Mar 27, 2012

$101B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$186B

$163B

14.5%

$148B

8.0%

137

138