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RIA / WealthAdvisor18 years in industry

Robert Clinton Chastain

Advisor at NEPTUNE WEALTH

PITTSBURGH, PA | Cape Coral, FL

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Search this name across graphsid dfx:ria:1201be4a-8316-2013-305d-d6c026e79199

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEPTUNE WEALTH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 16, 2009
First registration: Mar 11, 2008
Dual registered: no
Other names: Robert Clinton Chastain|Robert C Chastain|Robert Chastain
IAPD individual key: 5503552

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEPTUNE WEALTH	State registered	Jan 14, 2026	n/a	yes	PITTSBURGH, PA\|Cape Coral, FL	Current employment
ANNEX WEALTH MANAGEMENT, LLC	Independent wealth	May 26, 2022	Feb 21, 2025	no	Naples, FL\|BROOKFIELD, WI	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jul 22, 2020	May 17, 2022	no	NAPLES, FL\|Fort Myers, FL\|Bonita Springs, FL\|Naples, FL	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	May 4, 2018	Jun 15, 2020	no	Harrison Township, MI	Previous registration
PRIMERICA ADVISORS	National bd RIA	Apr 25, 2016	Jan 12, 2017	no	WASHINGTON TWP, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 6, 2013	Apr 28, 2014	no	BLOOMFIELD HILLS, MI	Previous registration
THINKORSWIM ADVISORS, INC.	n/a	Mar 11, 2008	Sep 13, 2011	no	BLOOMFIELD HILLS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ANNEX WEALTH MANAGEMENT, LLC	NEPTUNE WEALTH	Feb 21, 2025	Jan 14, 2026	327	Firm change	RIA to state RIA
CUNA BROKERAGE SERVICES, INC.	ANNEX WEALTH MANAGEMENT, LLC	May 17, 2022	May 26, 2022	9	Firm change	Ibd to RIA
ALLSTATE FINANCIAL ADVISORS, LLC	CUNA BROKERAGE SERVICES, INC.	Jun 15, 2020	Jul 22, 2020	37	Firm change	Ibd to ibd
PRIMERICA ADVISORS	ALLSTATE FINANCIAL ADVISORS, LLC	Jan 12, 2017	May 4, 2018	477	Firm change after gap	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRIMERICA ADVISORS	Apr 28, 2014	Apr 25, 2016	728	Firm change after gap	Wirehouse to ibd
THINKORSWIM ADVISORS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 13, 2011	May 6, 2013	601	Firm change after gap	Other

Relationships

Registered with (7)

→ NEPTUNE WEALTHRegistered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ ANNEX WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 26, 2022 to Feb 21, 2025factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jul 22, 2020 to May 17, 2022factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 4, 2018 to Jun 15, 2020factForm ADV
→ PRIMERICA ADVISORSRegistered adviserregistration: previous registration
Apr 25, 2016 to Jan 12, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 6, 2013 to Apr 28, 2014factForm ADV
→ THINKORSWIM ADVISORS, INC.Registered adviserregistration: previous registration
Mar 11, 2008 to Sep 13, 2011factForm ADV

Dated events

Occurred
Feb 21, 2025
Advisor changed firm
Robert Clinton Chastain left Annex Wealth Management, Llc for Neptune Wealth (registered 2026-01-14)
Form ADVobserved 6 days ago
Occurred
May 17, 2022
Advisor changed firm
Robert Clinton Chastain left Cuna Brokerage Services, Inc. for Annex Wealth Management, Llc (registered 2022-05-26)
Form ADVobserved 6 days ago