DFX Intelligence

D••••• W•••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

D••••• W•••••• N•••••

Advisor at W••••• F•• L•••• L••

PEORIA, AZ

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Search this name across graphsid dfx:ria:1206bc14-c038-fde6-30c2-55e8d9dd4296

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 10, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• F•• L•••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• F•• L•••• L••	State registered	Oct 15, 2025	n/a	yes	PEORIA, AZ	Current employment
S••••••••• W•••••	Mixed wealth	Feb 19, 2025	Oct 20, 2025	no	Peoria, AZ\|SUMMIT, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W•••••	W••••• F•• L•••• L••	Oct 20, 2025	Oct 15, 2025	-5	Firm change	RIA to state RIA
L•••••• A•••• M•••••••••	S••••••••• W•••••	Feb 14, 2025	Feb 19, 2025

Relationships

Registered with (6)

→ W••••• F•• L•••• L••Registered adviserregistration: current employment
Oct 15, 2025 to presentfactForm ADV
→ S••••••••• W•••••Registered adviserregistration: previous registration
Feb 19, 2025 to Oct 20, 2025factForm ADV
→ L•••••• A•••• M•••••••••Registered adviserregistration: previous registration
May 11, 2018 to Feb 14, 2025factForm ADV
→ R•••• I••••••••• A••••••• L••

Dated events

Occurred
Oct 20, 2025
Advisor changed firm
D••••• W•••••• N••••• left S••••••••• W••••• for W••••• F•• L•••• L•• (registered 2025-10-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1206bc14-c038-fde6-30c2-55e8d9dd4296
First observed: Sep 10, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.