DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• W•••••• N•••••

W••••• F•• L•••• L••state registeredPeoria, AzIA-onlyIAPD 6349639

Feed of 09/14/2026

Also filed as D••••• W•••••• N•••••

At current firm

0 y

since Oct 15, 2025

In the industry

25 y

since Feb 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• F•• L•••• L•• state registered current
since Oct 15, 2025 · Peoria, Az
S••••••••• W••••• mixed wealth
Feb 19, 2025 to Oct 20, 2025 · Peoria, Az
L•••••• A•••• M••••••••• former
May 11, 2018 to Feb 14, 2025 · Scottsdale, Az
R•••• I••••••••• A••••••• L•• BD affiliated
Jul 11, 2017 to May 31, 2018 · Peoria, Az
A••••• T••••• P•••••• W••••• independent RIA
Aug 10, 2015 to Jun 28, 2017 · Scottsdale, Az
F•••••••• A••••••• G•••• L••••• independent RIA
Sep 10, 2014 to Feb 2, 2016 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

S••••••••• W••••• to W••••• F•• L•••• L••
left Oct 20, 2025, registered Oct 15, 2025 (-5 days) · RIA to a state-registered adviser
L•••••• A•••• M••••••••• to S••••••••• W•••••
left Feb 14, 2025, registered Feb 19, 2025 (5 days) · corporate re-registration, not a move
R•••• I••••••••• A••••••• L•• to L•••••• A•••• M•••••••••
left May 31, 2018, registered May 11, 2018 (-20 days) · Affiliated broker-dealer or bank to independent RIA
A••••• T••••• P•••••• W••••• to R•••• I••••••••• A••••••• L••
left Jun 28, 2017, registered Jul 11, 2017 (13 days) · Other
F•••••••• A••••••• G•••• L••••• to A••••• T••••• P•••••• W•••••
left Feb 2, 2016, registered Aug 10, 2015 (-176 days) · Other

Signals

D••••• W•••••• N••••• left S••••••••• W••••• for W••••• F•• L•••• L•• (registered 2025-10-15)
Oct 20, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address