DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••• A••••••• S•••••••• I•••
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Oct 5, 2018 | n/a | yes | CHARLOTTE, NC | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | Oct 9, 2018 | no | GREENSBORO, NC|GREENSBORO, NC|RALEIGH, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | T••••• A••••••• S•••••••• I••• | Oct 9, 2018 | Oct 5, 2018 | -4 | Firm change | Wirehouse to ibd |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:283390:NC:2018-10-09 | Oct 9, 2018 | Oct 5, 2018 | RALEIGH, NC | Firm change |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Oct 17, 2008 | Oct 23, 2009 | no | GREENSBORO, NC | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Dec 10, 2002 | Oct 20, 2008 | no | REIDSVILLE, NC|EDEN, NC|REIDSVILLE, NC|WINSTON SALEM, NC | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| W•••• F•••• A••••••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Oct 20, 2008 | Oct 17, 2008 | -3 | Firm change | Other |