DFX Intelligence

M•••••• K•••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

M•••••• K•••• W••••

Advisor at A•••••••• C•••••• L••

LA JOLLA, CA | Glendale, CO

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Search this name across graphsid dfx:ria:122d3177-3183-4ee3-d303-9064a2d8116f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• L••	Independent wealth	Jan 2, 2025	n/a	yes	LA JOLLA, CA\|Glendale, CO	Current employment
O••••••• B•• W••••• P•••••••	Independent wealth	Oct 10, 2023	Jan 12, 2024	no	PARSIPPANY, NJ\|Greenwood Village, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• B•• W••••• P•••••••	A•••••••• C•••••• L••	Jan 12, 2024	Jan 2, 2025	356	Firm change	RIA to RIA

Relationships

Registered with (2)

→ A•••••••• C•••••• L••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ O••••••• B•• W••••• P•••••••Registered adviserregistration: previous registration
Oct 10, 2023 to Jan 12, 2024factForm ADV

Dated events

Occurred
Jan 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:122d3177-3183-4ee3-d303-9064a2d8116f
First observed: Oct 10, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.