DFX Intelligence

O••••••• B•• W••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

O••••••• B•• W••••• P•••••••

B••••••• FINANCIAL GROUP, LLC, CRD 318366

PARSIPPANY, NJ

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Search this name across graphsid dfx:ria:d29e0799-8f19-3807-022a-7e1f5c7d7117

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 175
Dated events: 40
On other graphs: 0
Observed: Jan 13, 2022 to Sep 14, 2026
32 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

••• Locked

Dated 2026-08-25 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

O••••••• B•• W••••• P••••••• · destination firm

Advisor Recruiting IntelligenceAug 25, 2026 · seen 8 days ago

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

C••••••••• E••••• F••• X• L•••••• P•••••••••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=54.0
Regulatory AUM: $15B••• Locked
Discretionary RAUM: $14B
Private client RAUM: $14Bderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 119
RAUM per advisor: $127Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••• E••••• B•••••••	n/a	Birmingham, MI \| PARSIPPANY, NJ	4	40	1	no
P••• E••••• K••••••	n/a	Birmingham, MI \| PARSIPPANY, NJ	4	17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• M••••••• I••	MEMBER OFFICER	Na	yes	04/2020	Sep 14, 2026	Sep 14, 2026
C•••••• J•••• D••••	Member	Na	yes	11/2014	Sep 14, 2026	Sep 14, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	8	yes
Whitehall	Pa	United States	7	yes
Houston	TX	United States	6	yes
Burlington	Ma	United States	5	yes
Williamsburg	Va	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 7, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
23	0	23	0.0%	5	0	0	33	15

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$15B	$10B	50.3%	$7.5B	26.6%	205	153	23	21

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•••••• F•••••••• L••	2	Jun 30, 2025	Jul 1, 2025	PARSIPPANY, NJ	Team lift out	RIA to new firm	2.5%
F•••••••••	2	Nov 22, 2024	Oct 21, 2024

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
N••••••••• M••••• I••••••••• S•••••••••	3	Aug 25, 2026	Sep 14, 2026	TAMPA, FL	Team lift out	Other	0.1%
N••••••••• M••••• I••••••••• S•••••••••	2	Apr 7, 2026

Relationships

showing 80 of 175

Registered with (69)

← J•••• M•••••• M••••••Advisorregistration: current employment
Sep 17, 2026 to presentfactForm ADV
← R•••••• L• B•••Advisorregistration: current employment
Sep 14, 2026 to presentfactForm ADV
← E•••• M• M••••••Advisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← J••••••• J• C•••••••

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 14, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Sep 14, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Sep 14, 2026
Ria office closed
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d29e0799-8f19-3807-022a-7e1f5c7d7117
First observed: Jan 13, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.