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C•••••• E••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•••••• E••••• P••••••• L••

CRD 281939

BOSTON, MA

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Search this name across graphsid dfx:ria:123b70c1-c1f9-6ba9-b07f-619cd9072b34

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 2
Observed: Nov 16, 2015 to Apr 21, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• E••••• P••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

C•••••• E••••• P••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $378MItem 5.F on the latest filing (2026-04-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $378M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• F•••••• F••• I•• L•••	Private Equity Fund	$391M	Mar 26, 2024	31	Mar 4, 2016	reported	021-242099
C•••••• F•••••• F••• I• B•• H•••••••• L••	Private Equity Fund	$105M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••••• D••••• R•••	ELECTED MANAGER AND MEMBER	D	yes	03/2015	Nov 16, 2015	Mar 26, 2024
L••••• P••••• S••••••	Member	B	no	01/2017	Mar 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•• C•••••• I•• L•••	n/a	n/a	n/a	N	yes	n/a
C•• F•••••• I••• L•••	n/a	n/a	n/a	N	yes	n/a
C•• F•••••• I•• L•••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$378M	$480M	-21.2%	$645M	-16.3%	3	6	0	0

Relationships

Advises (10)

→ C•••••• H•• C•••••••• L•Private fundPrivate Equity Fund, IA
Mar 26, 2021 to presentfactForm ADV
→ C•••••• F•••••• F••• I••• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ C•••••• F•••••• F••• I•• L•••Private fundPrivate Equity Fund, IA
Mar 4, 2016 to presentfactForm ADV
→ C•••••• D••• C••••••••• L•

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
C•••••• E••••• P••••••• L•• reported RAUM $340.6M, down 29% from $480.3M (2025-03-26 to 2026-03-26)
Form ADVobserved 7 days ago
$-140M
Occurred
Mar 14, 2022
Regulatory AUM changed
C•••••• E••••• P••••••• L•• reported RAUM $728.6M, up 33% from $546.9M (2021-11-01 to 2022-03-14)
Form ADVobserved 7 days ago
$182M
Occurred
Mar 26, 2021
Regulatory AUM changed
C•••••• E••••• P••••••• L•• reported RAUM $546.9M, down 31% from $795.1M (2020-03-23 to 2021-03-26)
Form ADVobserved 7 days ago
$-248M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:123b70c1-c1f9-6ba9-b07f-619cd9072b34
First observed: Nov 16, 2015
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.