DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• E••••• P••••••• L••
Latest filing Apr 21, 2026
First filing on the tape Nov 16, 2015 · 20 filings
SEC status approved since Nov 18, 2015
RAUM
$378M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$378M as of Apr 21, 2026
Mar 4, 2016$595M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 21, 2026
Mar 4, 20160 then
Employees (5.A)3 as of Apr 21, 2026
Mar 4, 201618 then
Private funds6 as of Apr 21, 2026
Mar 4, 20164 then
RAUM -21% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $63.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$378M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• F•••••• F••• I•• L••• | Private Equity Fund | $391M | 31 | Mar 4, 2016 |
| C•••••• F•••••• F••• I• B•• H•••••••• L•• | Private Equity Fund | $105M | 13 | Mar 26, 2021 |
| C•••••• F•••••• F••• I••• L••• | Private Equity Fund | $81.2M | 31 | Mar 30, 2012 |
| C•••••• R•• C••••••••• L• | Private Equity Fund | $43.0M | 7 | Mar 23, 2020 |
| C•••••• A•• C••••••••• L•••no longer reported | Private Equity Fund | $29.7M | 2 | Mar 30, 2018 |
| C•••••• C••• C•••••••• L•no longer reported | Private Equity Fund | $28.6M | 7 | Mar 29, 2017 |
| C•••••• H•• C•••••••• L• | Private Equity Fund | $21.3M | 7 | Mar 26, 2021 |
| C•••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $14.8M | 23 | Mar 30, 2012 |
| C•••••• D••• C••••••••• L• | Private Equity Fund | $943,889 | 7 | Mar 26, 2021 |
| C•••••• C•••••• P••••••• I••• L•••no longer reported | Private Equity Fund | $544,603 | 12 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• D••••• R••• · Elected Manager And Membercontrolsince 03/2015 · owns 50% to 75%
- L••••• P••••• S•••••• · Membersince 01/2017 · owns 10% to 25%
- L••••••• C••••••••• J•••• · Membersince 01/2016 · owns 10% to 25%
- M••••••••• K••••• J••••• · Chief Compliance Officer, Chief Financial Officer, Membersince 03/2015 · owns 5% to 10%
Related persons
Schedule D 7.A
- C•• C•••••• I•• L•••pooled vehicle sponsorn
- C•• F•••••• I••• L•••pooled vehicle sponsorn
- C•• F•••••• I•• L•••pooled vehicle sponsorn
- C•• F•••••• I•• L••pooled vehicle sponsorn
- C•••••• C••• C•••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $341M to $378MMar 26, 2026 to Apr 21, 2026
- Pooled vehicle RAUM · $341M to $378MMar 26, 2026 to Apr 21, 2026
- RAUM · $341M to $378MMar 26, 2026 to Apr 21, 2026
- Employees · 6 to 3Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $480M to $341MMar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $480M to $341MMar 26, 2025 to Mar 26, 2026
- RAUM · $480M to $341MMar 26, 2025 to Mar 26, 2026
- Accounts · 7 to 6Mar 26, 2024 to Mar 26, 2025
- Advisory employees · 7 to 2Mar 26, 2024 to Mar 26, 2025
- Pooled vehicle clients · 7 to 6Mar 26, 2024 to Mar 26, 2025
- Employees · 7 to 6Mar 26, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 26, 2025
- Private funds · 7 to 6Mar 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $555M to $480MMar 26, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $555M to $480MMar 26, 2024 to Mar 26, 2025
- RAUM · $555M to $480MMar 26, 2024 to Mar 26, 2025
- Advisory employees · 6 to 7Mar 20, 2023 to Mar 26, 2024
- Employees · 9 to 7Mar 20, 2023 to Mar 26, 2024
- Discretionary RAUM · $645M to $555MMar 20, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $645M to $555MMar 20, 2023 to Mar 26, 2024
- RAUM · $645M to $555MMar 20, 2023 to Mar 26, 2024
- Advisory employees · 7 to 6Nov 4, 2022 to Mar 20, 2023
- Employees · 11 to 9Nov 4, 2022 to Mar 20, 2023
- Discretionary RAUM · $729M to $645MNov 4, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $729M to $645MNov 4, 2022 to Mar 20, 2023
- RAUM · $729M to $645MNov 4, 2022 to Mar 20, 2023
- Accounts · 8 to 7Nov 1, 2021 to Mar 14, 2022
- Advisory employees · 6 to 7Nov 1, 2021 to Mar 14, 2022
- Pooled vehicle clients · 8 to 7Nov 1, 2021 to Mar 14, 2022
- Employees · 9 to 11Nov 1, 2021 to Mar 14, 2022
- Private funds · 9 to 7Nov 1, 2021 to Mar 14, 2022
- Discretionary RAUM · $547M to $729MNov 1, 2021 to Mar 14, 2022
- Pooled vehicle RAUM · $547M to $729MNov 1, 2021 to Mar 14, 2022
- RAUM · $547M to $729MNov 1, 2021 to Mar 14, 2022
- Accounts · 6 to 8Mar 23, 2020 to Mar 26, 2021
- Advisory employees · 8 to 6Mar 23, 2020 to Mar 26, 2021
- Advisory activities · 2 to 3Mar 23, 2020 to Mar 26, 2021
- Pooled vehicle clients · 6 to 8Mar 23, 2020 to Mar 26, 2021
- Employees · 10 to 9Mar 23, 2020 to Mar 26, 2021
- Private funds · 6 to 9Mar 23, 2020 to Mar 26, 2021
Signals
4 dated events
- C•••••• E••••• P••••••• L•• reported RAUM $340.6M, down 29% from $480.3M (2025-03-26 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- C•••••• E••••• P••••••• L•• reported RAUM $728.6M, up 33% from $546.9M (2021-11-01 to 2022-03-14)Mar 14, 2022 · RAUM change · derived
- C•••••• E••••• P••••••• L•• reported RAUM $546.9M, down 31% from $795.1M (2020-03-23 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- C•••••• E••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Nov 16, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••• E••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••••• E••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/C••••••-EQUITY-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-863-2950reportedpublic record, Form ADV, Apr 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026