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R••• W•••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

R••• W•••• L•••••••

Advisor at A• L••••• W••••• L••

GLENDALE, AZ

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Search this name across graphsid dfx:ria:123b71b1-51bd-2f81-2b8f-0c3c172bba8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• L••••• W••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A• L••••• W••••• L••	State registered	Jun 5, 2020	n/a	yes	GLENDALE, AZ	Current employment
L••••• W••••• M••••••••• L••	I•••••••••_WEALTH	Aug 17, 2016	Jun 3, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• W••••• M••••••••• L••	A• L••••• W••••• L••	Jun 3, 2020	Jun 5, 2020	2	Firm change	RIA to state RIA
A••••••• I••••••••• S••••••••• G••••• L••	L••••• W••••• M••••••••• L••	Aug 8, 2016

Relationships

Registered with (5)

→ A• L••••• W••••• L••Registered adviserregistration: current employment
Jun 5, 2020 to presentfactForm ADV
→ L••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 17, 2016 to Jun 3, 2020factForm ADV
→ A••••••• I••••••••• S••••••••• G••••• L••Registered adviserregistration: previous registration
Oct 4, 2013 to Aug 8, 2016factForm ADV
→ P••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:123b71b1-51bd-2f81-2b8f-0c3c172bba8c
First observed: Sep 8, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.