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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

CRD 135288

EAGLE, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9a9a37f-10bb-ec0a-b989-6e0373d27273

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 83
Dated events: 13
On other graphs: 0
Observed: Feb 23, 2012 to Mar 31, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=46.0
Regulatory AUM: $986MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $53.6M
Private client RAUM: $967MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 47
RAUM per advisor: $21.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 49
Advisory employees: 49
Offices: 36Schedule D 1.F, beyond the principal office
Accounts: 4,385
Individual clients: 3,902
High net worth clients: 437
SEC number: 801-69138
CRD: 135288
Filings on the tape: 28
First filed: Feb 23, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, ID

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 46

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RYAN SHANE CARLSON	n/a	Meridian, ID \| EAGLE, ID	20	26	2	yes
SUANNE YVONNE JONES	Certified Financial Planner	Eugene, OR \| EAGLE, ID	20	30	1	yes
PAUL THOMAS FERGUSON	Chartered Financial Consultant	Edmonds, WA \| EAGLE, ID	19	31	2	yes
TRACY LEE BAGGERLY	n/a	EAGLE, ID \| New Braunfels, TX	19	27	n/a	yes
KEVIN EUGENE ANDREWS	Certified Financial Planner	EAGLE, ID	18	22	n/a	yes
DAVID RICHARD VANHOLLEBEKE	n/a	EAGLE, ID \| EDMONDS, WA	18	28	n/a	yes
RUSSELL JOEL PASKETT	n/a	IDAHO FALLS, ID \| EAGLE, ID	15	21	n/a	yes
JOSEPH EDWARD TOCCHINI	n/a	GREENWOOD VILLAGE, CO \| EAGLE, ID	14	29	4	yes
NICHOLAS JAMES DARVIN	n/a	Denver, CO \| EAGLE, ID	14	21	n/a	yes
Joseph Thomas	n/a	EAGLE, ID \| Lakeville, MN	14	40	1	yes
SAM PIEH	n/a	Lake Oswego, OR \| EAGLE, ID	11	41	2	yes
WILLIAM BRYANT KEITH	n/a	ALBANY, OR \| EAGLE, ID	10	34	3	yes
PAMELA KRYSTAL MAH	Chartered Financial Consultant	Henderson, NV \| Honolulu, HI \| EAGLE, ID	9	21	4	yes
LANCE LYNN ALTHEIDE	n/a	EAGLE, ID \| Olympia, WA	9	31	3	yes
LISA MARIE ADAMS	n/a	EAGLE, ID \| POCATELLO, ID	9	11	n/a	yes
CHRISTOPHER PAUL ROSA	n/a	EAGLE, ID \| GREENWOOD VILLAGE, CO	9	15	n/a	yes
ERIC DEAN ROLSHOVEN	n/a	Florence, MT \| EAGLE, ID	9	39	2	yes
TRACEE ALANE ADAMS	n/a	EAGLE, ID \| Wichita, KS	8	14	1	yes
ROGER CHARLES WALLER	n/a	Spokane, WA \| EAGLE, ID	7	30	3	yes
BRANDYN DUWAYNE HENDRICKSON	n/a	EAGLE, ID \| Minot, ND	7	18	3	yes
RICHARD MICHAEL BIEL	n/a	Spokane, WA \| EAGLE, ID	7	35	1	yes
WALTER LEE RUDDIMAN	n/a	Lake Havasu City, AZ \| EAGLE, ID	6	46	1	yes
GREGORY SCOTT BONZELAAR	n/a	EAGLE, ID \| Graham, TX	5	32	5	yes
Cyla Fromm-Minett	n/a	Rockford, IL \| EAGLE, ID	4	24	7	yes
Jonathan Arthur Moore	n/a	EAGLE, ID \| Winthrop, WA \| Mazama, WA	3	18	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARLSON, RYAN SHANE	MEMBER, CEO	E	yes	03/2025	Mar 31, 2026	Mar 31, 2026
SELLIN, THOMAS CLIFFORD	Member	D	yes	12/2023	Feb 23, 2012	Mar 27, 2024
FAXON, REYHEENA MARIA	PRINCIPAL, FINOP	Na	no	04/2021	Mar 31, 2026	Mar 31, 2026
KERBEIN, SHEILA A	PRINCIPAL, CHIEF COMPLIANCE OFFICER	Na	no	04/2021	Mar 31, 2026	Mar 31, 2026
THOMAS, JOSEPH ALLISON JR	MUNICIPAL PRICIPAL,REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ,MEMBER	Na	no	07/2011	Mar 31, 2026	Mar 31, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AMERICAN INDEPENDENT SECURITIES GROUP, LLC	n/a	Independent wealth	$986M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
GREENWOOD VILLAGE	Co	United States	2	yes
Pocatello	Id	United States	2	yes
Albany	Or	United States	2	yes
n/a	n/a	n/a	2	yes
Irvine	CA	United States	1	yes
Honolulu	Hi	United States	1	yes
Eagle	Id	United States	1	yes
IDAHO FALLS	Id	United States	1	yes
POST FALLS	Id	United States	1	yes
Rockford	IL	United States	1	yes
Wichita	Ks	United States	1	yes
Minot	Nd	United States	1	yes
Edmonds	Wa	United States	1	yes
Olympia	Wa	United States	1	yes
Spokane	Wa	United States	1	yes
Winthrop	Wa	United States	1	yes
Barboo	Wi	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$986M	$53.6M	49	49	36	n/a	n/a
2024	Mar 25, 2025	$605M	$67.3M	34	34	28	n/a	n/a
2023	Mar 27, 2024	$513M	$20.5M	33	33	28	n/a	n/a
2022	Mar 31, 2023	$408M	$7.8M	33	33	28	n/a	n/a
2021	Mar 31, 2022	$412M	$8.9M	40	40	39	n/a	n/a
2020	Mar 25, 2021	$341M	$6.8M	40	40	42	n/a	n/a
2019	Mar 31, 2020	$313M	$6.8M	41	39	42	n/a	n/a
2018	Mar 25, 2019	$213M	$0	42	39	42	n/a	n/a
2017	Mar 7, 2018	$208M	$934,280	36	36	38	n/a	n/a
2016	Mar 31, 2017	$143M	$1.2M	32	32	n/a	n/a	n/a
2015	Mar 23, 2016	$130M	$12.9M	8	0	n/a	n/a	n/a
2014	Mar 17, 2015	$146M	$124M	8	0	n/a	n/a	n/a
2013	Mar 28, 2014	$123M	$18.3M	8	0	n/a	n/a	n/a
2012	Apr 1, 2013	$80.2M	$43.9M	8	0	n/a	n/a	n/a
2011	Mar 19, 2012	$76.5M	$37.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	2.1%	0	1	0	18	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$986M	$605M	63.1%	$408M	34.2%	49	34	36	28

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L.M. KOHN & COMPANY	2	Jun 9, 2025	Jun 20, 2025	TROY, MI	Team lift out	RIA to RIA	5.0%
L.M. KOHN & COMPANY	3	Mar 28, 2025	Mar 31, 2025	TROY, MI	Team lift out	RIA to RIA	5.5%

Relationships

showing 80 of 83

Registered with (72)

← Alexandru BistriceanuAdvisorregistration: current employment
Jul 14, 2026 to presentfactForm ADV
← Timothy Ray SmithAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← MARK MATTHEW MELDAAdvisorregistration: current employment
Sep 16, 2025 to presentfactForm ADV
← Charles Randall CarrollAdvisorregistration: current employment
Aug 12, 2025 to presentfactForm ADV
← THOMAS HOLMAN TRUESDELLAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← FRED HOWARD SULTANAdvisorregistration: current employment
Jun 20, 2025 to presentfactForm ADV
← MARTIN STEVEN HEALYAdvisorregistration: current employment
Jun 3, 2025 to presentfactForm ADV
← MARK BRENNAN KELLYAdvisorregistration: current employment
May 29, 2025 to presentfactForm ADV
← JOHN WINSHIP DURANTAdvisorregistration: current employment
May 1, 2025 to presentfactForm ADV
← ALAN MARQUETTE TURNERAdvisorregistration: current employment
Apr 17, 2025 to presentfactForm ADV
← BRADLEY THOMAS LOTTAdvisorregistration: current employment
Mar 31, 2025 to presentfactForm ADV
← WENDY L STEADMANAdvisorregistration: current employment
Mar 27, 2025 to presentfactForm ADV
← ZACHARY JAMES CHEROCCIAdvisorregistration: current employment
Mar 27, 2025 to presentfactForm ADV
← Xuejing LiAdvisorregistration: current employment
Feb 20, 2025 to presentfactForm ADV
← Kevin Raziel JordanAdvisorregistration: current employment
Feb 4, 2025 to presentfactForm ADV
← DAVID JAMES MARTINAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Preston John BausAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MELINDA JO WELLSAdvisorregistration: current employment
Dec 3, 2024 to presentfactForm ADV
← Strahil IskrovAdvisorregistration: current employment
Sep 4, 2024 to presentfactForm ADV
← Andrew James DaudtAdvisorregistration: current employment
May 22, 2024 to presentfactForm ADV
← FREDERICK CARL OSTERMEYERAdvisorregistration: current employment
Oct 6, 2023 to presentfactForm ADV
← Jonathan Arthur MooreAdvisorregistration: current employment
Jul 7, 2023 to presentfactForm ADV
← Cyla Fromm-MinettAdvisorregistration: current employment
Jan 27, 2022 to presentfactForm ADV
← GREGORY SCOTT BONZELAARAdvisorregistration: current employment
Jan 20, 2021 to presentfactForm ADV
← WALTER LEE RUDDIMANAdvisorregistration: current employment
Dec 20, 2019 to presentfactForm ADV
← RICHARD MICHAEL BIELAdvisorregistration: current employment
Apr 23, 2019 to presentfactForm ADV
← BRANDYN DUWAYNE HENDRICKSONAdvisorregistration: current employment
Mar 25, 2019 to presentfactForm ADV
← ROGER CHARLES WALLERAdvisorregistration: current employment
Jan 4, 2019 to presentfactForm ADV
← TRACEE ALANE ADAMSAdvisorregistration: current employment
Jan 23, 2018 to presentfactForm ADV
← ERIC DEAN ROLSHOVENAdvisorregistration: current employment
Aug 18, 2017 to presentfactForm ADV
and 42 more

Affiliated with (1)

→ AMERICAN INDEPENDENT SECURITIES GROUP, LLCRegistered adviserbroker-dealer, control, common control
factForm ADV

Moved with (1)

← L.M. KOHN & COMPANYRegistered adviser2 advisors, team lift out
Jun 9, 2025 to Jun 20, 2025factForm ADV

Owns (3)

← THOMAS, JOSEPH ALLISON JROwnerMUNICIPAL PRICIPAL,REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ,MEMBER, ownership code NA, individual
Feb 23, 2012 to Mar 27, 2024factForm ADV
← FAXON, REYHEENA MARIAOwnerPRINCIPAL, FINOP, ownership code NA, individual
Apr 12, 2021 to Mar 27, 2024factForm ADV
← KERBEIN, SHEILA AOwnerPRINCIPAL, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 25, 2021 to Mar 27, 2024factForm ADV

Controls (2)

← CARLSON, RYAN SHANEOwnerMEMBER, CEO, ownership code C, individual
Feb 23, 2012 to Mar 27, 2024factForm ADV
← SELLIN, THOMAS CLIFFORDOwnerMEMBER, ownership code D, individual
Feb 23, 2012 to Mar 27, 2024factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 6, 2026
Advisor changed firm
Pamela Knight left American Independent Securities Group, Llc for Mml Investors Services, Llc (registered 2026-07-09)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2026
Advisor headcount changed
American Independent Securities Group, Llc reported 48 state-registered advisory representatives, up from 34 (2025-11-06 to 2026-03-31)
Form ADVobserved 6 days ago
14 IARS
Occurred
Mar 31, 2026
Regulatory AUM changed
American Independent Securities Group, Llc reported RAUM $986.3M, up 63% from $604.9M (2025-11-06 to 2026-03-31)
Form ADVobserved 6 days ago
$381M
Occurred
Jun 9, 2025
Team lift-out
2 advisors left L.M. Kohn & Company (Troy, MI) for American Independent Securities Group, LLC within 14 days
Form ADVobserved 6 days ago
2 advisors
Occurred
Apr 1, 2025
Advisor changed firm
Kenneth Robinson Clark left American Independent Securities Group, Llc for Investor Fan (registered 2025-04-04)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2025
Team lift-out
3 advisors left L.M. Kohn & Company (Troy, MI) for American Independent Securities Group, LLC on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Mar 27, 2024
Regulatory AUM changed
American Independent Securities Group, Llc reported RAUM $513.3M, up 26% from $407.7M (2023-03-31 to 2024-03-27)
Form ADVobserved 6 days ago
$106M
Occurred
Jan 6, 2023
Advisor changed firm
David M Robbins left American Independent Securities Group, Llc for Eagle Financial Strategies (registered 2023-01-24)
Form ADVobserved 6 days ago
Occurred
Aug 17, 2022
Advisor changed firm
Michael Wayne Nakanishi left American Independent Securities Group, Llc for Kingswood Wealth Advisors, Llc (registered 2022-08-19)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
American Independent Securities Group, Llc reported RAUM $313.5M, up 47% from $213.4M (2020-01-22 to 2020-03-31)
Form ADVobserved 6 days ago
$100M

Show 3 bookkeeping events

Occurred
Mar 31, 2026
American Independent Securities Group, Llc reported 36 offices beyond its principal office, up from 28 (2025-11-06 to 2026-03-31)
Occurred
Mar 31, 2023
American Independent Securities Group, Llc reported 28 offices beyond its principal office, down from 39 (2022-03-31 to 2023-03-31)
Occurred
Mar 7, 2018
American Independent Securities Group, Llc reported 38 offices beyond its principal office, up from 27 (2018-01-12 to 2018-03-07)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9a9a37f-10bb-ec0a-b989-6e0373d27273
First observed: Feb 23, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

CRD 135288

EAGLE, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9a9a37f-10bb-ec0a-b989-6e0373d27273

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RYAN SHANE CARLSON

n/a

Meridian, ID | EAGLE, ID

yes

SUANNE YVONNE JONES

Certified Financial Planner

Eugene, OR | EAGLE, ID

yes

PAUL THOMAS FERGUSON

Chartered Financial Consultant

Edmonds, WA | EAGLE, ID

yes

TRACY LEE BAGGERLY

n/a

EAGLE, ID | New Braunfels, TX

n/a

yes

KEVIN EUGENE ANDREWS

Certified Financial Planner

EAGLE, ID

n/a

yes

DAVID RICHARD VANHOLLEBEKE

n/a

EAGLE, ID | EDMONDS, WA

n/a

yes

RUSSELL JOEL PASKETT

n/a

IDAHO FALLS, ID | EAGLE, ID

n/a

yes

JOSEPH EDWARD TOCCHINI

n/a

GREENWOOD VILLAGE, CO | EAGLE, ID

yes

NICHOLAS JAMES DARVIN

n/a

Denver, CO | EAGLE, ID

n/a

yes

Joseph Thomas

n/a

EAGLE, ID | Lakeville, MN

yes

SAM PIEH

n/a

Lake Oswego, OR | EAGLE, ID

yes

WILLIAM BRYANT KEITH

n/a

ALBANY, OR | EAGLE, ID

yes

PAMELA KRYSTAL MAH

Chartered Financial Consultant

Henderson, NV | Honolulu, HI | EAGLE, ID

yes

LANCE LYNN ALTHEIDE

n/a

EAGLE, ID | Olympia, WA

yes

LISA MARIE ADAMS

n/a

EAGLE, ID | POCATELLO, ID

n/a

yes

CHRISTOPHER PAUL ROSA

n/a

EAGLE, ID | GREENWOOD VILLAGE, CO

n/a

yes

ERIC DEAN ROLSHOVEN

n/a

Florence, MT | EAGLE, ID

yes

TRACEE ALANE ADAMS

n/a

EAGLE, ID | Wichita, KS

yes

ROGER CHARLES WALLER

n/a

Spokane, WA | EAGLE, ID

yes

BRANDYN DUWAYNE HENDRICKSON

n/a

EAGLE, ID | Minot, ND

yes

RICHARD MICHAEL BIEL

n/a

Spokane, WA | EAGLE, ID

yes

WALTER LEE RUDDIMAN

n/a

Lake Havasu City, AZ | EAGLE, ID

yes

GREGORY SCOTT BONZELAAR

n/a

EAGLE, ID | Graham, TX

yes

Cyla Fromm-Minett

n/a

Rockford, IL | EAGLE, ID

yes

Jonathan Arthur Moore

n/a

EAGLE, ID | Winthrop, WA | Mazama, WA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARLSON, RYAN SHANE

MEMBER, CEO

yes

03/2025

Mar 31, 2026

SELLIN, THOMAS CLIFFORD

Member

yes

12/2023

Feb 23, 2012

Mar 27, 2024

FAXON, REYHEENA MARIA

PRINCIPAL, FINOP

04/2021

Mar 31, 2026

KERBEIN, SHEILA A

PRINCIPAL, CHIEF COMPLIANCE OFFICER

04/2021

Mar 31, 2026

THOMAS, JOSEPH ALLISON JR

MUNICIPAL PRICIPAL,REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ,MEMBER

07/2011

Mar 31, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

n/a

Independent wealth

$986M

yes

n/a

City

State

Country

Employees

Also broker-dealer

GREENWOOD VILLAGE

United States

yes

Pocatello

United States

yes

Albany

United States

yes

n/a

yes

Irvine

United States

yes

Honolulu

United States

yes

Eagle

United States

yes

IDAHO FALLS

United States

yes

POST FALLS

United States

yes

Rockford

United States

yes

Wichita

United States

yes

Minot

United States

yes

Edmonds

United States

yes

Olympia

United States

yes

Spokane

United States

yes

Winthrop

United States

yes

Barboo

United States

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$986M

$53.6M

n/a

2024

Mar 25, 2025

$605M

$67.3M

n/a

2023

Mar 27, 2024

$513M

$20.5M

n/a

2022

Mar 31, 2023

$408M

$7.8M

n/a

2021

Mar 31, 2022

$412M

$8.9M

n/a

2020

Mar 25, 2021

$341M

$6.8M

n/a

2019

Mar 31, 2020

$313M

$6.8M

n/a

2018

Mar 25, 2019

$213M

n/a

2017

Mar 7, 2018

$208M

$934,280

n/a

2016

Mar 31, 2017

$143M

$1.2M

n/a

2015

Mar 23, 2016

$130M

$12.9M

n/a

2014

Mar 17, 2015

$146M

$124M

n/a

2013

Mar 28, 2014

$123M

$18.3M

n/a

2012

Apr 1, 2013

$80.2M

$43.9M

n/a

2011

Mar 19, 2012

$76.5M

$37.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

2.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$986M

$605M

63.1%

$408M

34.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

L.M. KOHN & COMPANY

Jun 9, 2025

Jun 20, 2025

TROY, MI

Team lift out

RIA to RIA

5.0%

L.M. KOHN & COMPANY

Mar 28, 2025

Mar 31, 2025

TROY, MI

Team lift out

RIA to RIA

5.5%