DFX Intelligence
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Reading the graph
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Advisor at G• F•••••••• G••••• L••
TUCSON, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G• F•••••••• G••••• L•• | Independent wealth | Feb 10, 2015 | n/a | yes | TUCSON, AZ | Current employment |
| B•• F•••••••• G••••• L•• | Former SEC adviser | Sep 5, 2013 | May 29, 2015 | no | TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• F•••••••• G••••• L•• | G• F•••••••• G••••• L•• | May 29, 2015 | Feb 10, 2015 | -108 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144652:172370:AZ:2015-05-29 | May 29, 2015 | Feb 10, 2015 | TUCSON, AZ | Firm change after gap |