DFX Intelligence

G• F•••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

G• F•••••••• G••••• L••

CRD 172370

TUCSON, AZ

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Search this name across graphsid dfx:ria:36300749-f404-63cf-6073-6c8a47deabdb

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 8
On other graphs: 0
Observed: Nov 18, 2014 to Aug 10, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $1.0Bderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $150Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• D•••••• G••••••	n/a	TUCSON, AZ	11	33	3	yes
L••••• M•••• R••••••	n/a	TUCSON, AZ	11	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• B•••••••• S••••	MANAGING MEMBER, VICE PRESIDENT	C	yes	07/2019	Aug 10, 2026	Aug 10, 2026
G••••••• R•••• S••••	MANAGING MEMBER, VICE PRESIDENT	C	yes	07/2019	Aug 10, 2026	Aug 10, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$981M	7.3%	$740M	12.5%	10	10	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•• F•••••••• G••••• L••	5	May 29, 2015	Feb 10, 2015	TUCSON, AZ	Firm absorbed	Other	100.0%

Relationships

Controls (3)

← R••••••• L•••••• M••••OwnerMANAGING MEMBER, PRESIDENT, ownership code C, individual
Aug 10, 2026 to presentfactForm ADV
← G••••••• R•••• S••••OwnerMANAGING MEMBER, VICE PRESIDENT, ownership code C, individual
Aug 10, 2026 to presentfactForm ADV
← G••••••• B•••••••• S••••OwnerMANAGING MEMBER, VICE PRESIDENT, ownership code C, individual
Aug 10, 2026 to presentfactForm ADV

Owns (1)

← M•••••••• T•••• L•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Oct 31, 2024
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 31, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 18, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 12, 2021
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36300749-f404-63cf-6073-6c8a47deabdb
First observed: Nov 18, 2014
Last observed: Aug 10, 2026 44 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.