DFX Intelligence

A•••• W•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A•••• W•••••• M••••••

Advisor at W••••••• M••••••••• C•••

Saint Paul, MN | DALLAS, TX

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Search this name across graphsid dfx:ria:124edf2b-f007-3dec-5138-790257f73ed4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• M••••••••• C•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• M••••••••• C•••	Other adviser	Jun 10, 2026	n/a	yes	DALLAS, TX\|Saint Paul, MN	Current employment
G••••••• W••••• M•••••••••	Bd affiliated wealth	Apr 5, 2022	Dec 16, 2024	no	ARDEN HILLS, MN\|ARDEN HILLS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• W••••• M•••••••••	W••••••• M••••••••• C•••	Dec 16, 2024	Jun 10, 2026	541	Firm change after gap	Other

Relationships

Registered with (2)

→ W••••••• M••••••••• C•••Registered adviserregistration: current employment
Jun 10, 2026 to presentfactForm ADV
→ G••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 5, 2022 to Dec 16, 2024factForm ADV

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:124edf2b-f007-3dec-5138-790257f73ed4
First observed: Apr 5, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.