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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 100m 1b

GRADIENT WEALTH MANAGEMENT

GRADIENT SECURITIES, LLC, CRD 127701

ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:417b4ff3-a23e-75bb-d1ba-716ce2c939f0

Data as of Apr 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 164
Dated events: 40
On other graphs: 0
Observed: Dec 23, 2014 to Apr 13, 2026
65 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=65.0
Regulatory AUM: $608MItem 5.F on the latest filing (2026-04-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $601MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 64
RAUM per advisor: $9.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 67
Advisory employees: 67
Offices: 46Schedule D 1.F, beyond the principal office
Accounts: 5,848
Individual clients: 4,386
High net worth clients: 160
SEC number: 801-80807
CRD: 127701
Filings on the tape: 65
First filed: Dec 23, 2014
Latest filed: Apr 13, 2026
Organised: Limited Liability Company, DE
Website: gradientfinancialgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 64

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GEORGE NICHOLAS YANKOUPE	n/a	ARDEN HILLS, MN	11	24	5	yes
LARRY CLIFFORD DOGS	n/a	ARDEN HILLS, MN \| MAYVILLE, WI	11	34	4	yes
ARMANDO CUNILL	n/a	ARDEN HILLS, MN \| PINECREST, FL	11	41	2	yes
ROGER P TENNYSON	Certified Financial Planner	ARDEN HILLS, MN \| Newport Beach, CA	11	21	3	yes
JAMIE LAWRENCE WING	n/a	Lansing, MI \| ARDEN HILLS, MN	11	32	2	yes
ANDREW JOHN O'NEILL	n/a	ARDEN HILLS, MN \| South Bend, IN \| Kalamazoo, MI \| Grand Rapids, MI \| Lansing, MI	11	20	2	yes
MICHAEL AUBREY RAITT	n/a	PLANO, TX \| ARDEN HILLS, MN	11	29	3	yes
TODD WILLIAM KNUTSEN	Chartered Financial Consultant	OAKDALE, MN \| ARDEN HILLS, MN	11	42	1	yes
BENJAMIN JOSEPH ZAHARIAS	Chartered Financial Consultant	ARDEN HILLS, MN \| OCALA, FL	11	21	2	yes
CRAIG MATTHEW DICKSON	n/a	ARDEN HILLS, MN \| Lewiston, ME	11	25	1	yes
RICHARD SCOTT REID	n/a	ARDEN HILLS, MN \| OAKDALE, MN	11	31	1	yes
DEBORAH LYNN BISHOPP	Certified Financial Planner	ARDEN HILLS, MN \| Gilbert, AZ	11	32	2	yes
MICHAEL JOSEPH MCCULLOUGH	n/a	ARDEN HILLS, MN \| ST. PAUL, MN	11	41	2	yes
DEBORAH LORRAINE BLUHM	n/a	ARDEN HILLS, MN	10	28	1	yes
JOSHUA ERIC FALLENSTEIN	n/a	Peckville, PA \| ARDEN HILLS, MN \| Sayre, PA	10	12	1	yes
LINDSAY ANNE CAMERON	Certified Financial Planner	Canton, OH \| ARDEN HILLS, MN	10	19	1	yes
PAMELA HAUSMAN	Certified Financial Planner	SANTA MONICA, CA \| ARDEN HILLS, MN	10	45	n/a	yes
WENDALL LOYD CORLEY	n/a	Redlands, CA \| ARDEN HILLS, MN	10	31	3	yes
DAVID WILLIAM BRADY	Chartered Financial Consultant	Bernardston, MA \| ARDEN HILLS, MN	10	47	1	yes
Brandon TODD Green	Chartered Financial Consultant	Katy, TX \| ARDEN HILLS, MN	10	17	n/a	yes
SEAN PAUL PEREZ	n/a	ARDEN HILLS, MN \| Tomball, TX	10	19	1	yes
TYLER BROOKS TURY	n/a	New Port Richey, FL \| ARDEN HILLS, MN	9	19	1	yes
MICHAEL JAMES FARRINGTON	n/a	ARDEN HILLS, MN	9	26	1	yes
DAVID ROSS MCCAGHREN	n/a	Abilene, TX \| ARDEN HILLS, MN	9	40	3	yes
Alex Wong	n/a	ARDEN HILLS, MN \| Dublin, OH	8	31	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LUCIUS, TAMI JEAN	TRUSTEE OF - TAMI J. LUCIUS REVOCABLE TRUST DTD DECEMBER 17, 2020	Na	yes	03/2022	Dec 23, 2014	Apr 5, 2024
NELSON, ROBERT SCOTT	PRESIDENT & ELECTED MANAGER	Na	yes	03/2021	Apr 16, 2021	Apr 5, 2024
TAMI J. LUCIUS REVOCABLE TRUST DTD DECEMBER 17, 2020	Owner	E	yes	03/2022	Mar 28, 2022	Apr 5, 2024
REMME, BRIAN ANDREW	CHIEF COMPLIANCE OFFICER	Na	no	12/2019	Mar 23, 2020	Apr 5, 2024
WALCH, KRISTINA LEE	Finop	Na	no	07/2023	Jul 24, 2023	Apr 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GRADIENT INVESTMENTS, LLC	n/a	Independent wealth	$8.8B	N	yes	n/a
GRADIENT ADVISORS, LLC	n/a	Independent wealth	$289M	N	yes	n/a
ASCENTIUM INSURANCE SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a
CORE INCOME ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
GRADIENT ASSURANCE, LLC	n/a	n/a	n/a	N	yes	n/a
GRADIENT FINANCIAL GROUP, LLC	n/a	n/a	n/a	N	yes	n/a
GRADIENT INSURANCE BROKERAGE, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lansing	Mi	United States	3	yes
Greenfield	Ma	United States	2	yes
GRAND LEDGE	Mi	United States	2	no
GRAND RAPIDS	Mi	United States	2	yes
Oakdale	Mn	United States	2	yes
Greenville	Sc	United States	2	yes
Gilbert	Az	United States	1	yes
NEWPORT BEACH	CA	United States	1	yes
Redlands	CA	United States	1	yes
NEW PORT RICHEY	FL	United States	1	yes
Pinecrest	FL	United States	1	yes
Mishawaka	In	United States	1	yes
Lewiston	Me	United States	1	yes
ST. PAUL	Mn	United States	1	yes
Holbrook	NY	United States	1	yes
Canton	Oh	United States	1	yes
Dublin	Oh	United States	1	yes
Towanda	Pa	United States	1	yes
Abilene	TX	United States	1	yes
Plano	TX	United States	1	yes
SAN ANTONIO	TX	United States	1	yes
Tomball	TX	United States	1	yes
Mayville	Wi	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 13, 2026	$608M	$0	67	67	46	n/a	n/a
2024	Mar 28, 2025	$591M	$0	62	62	38	n/a	n/a
2023	Mar 27, 2024	$475M	$0	62	62	38	n/a	n/a
2022	Mar 27, 2023	$399M	$0	62	62	48	n/a	n/a
2021	Mar 28, 2022	$406M	$0	64	64	43	n/a	n/a
2020	Mar 26, 2021	$325M	$0	69	69	53	n/a	n/a
2019	Mar 23, 2020	$273M	$0	65	65	47	n/a	n/a
2018	Feb 8, 2019	$190M	$187M	60	60	51	n/a	n/a
2017	Jan 30, 2018	$164M	$162M	60	60	51	n/a	n/a
2016	Feb 8, 2017	$43.4M	$43.4M	64	64	n/a	n/a	n/a
2015	Jan 19, 2016	$26.9M	$26.9M	50	50	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
6	10	-4	15.6%	1	1	0	18	21

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$608M	$591M	2.8%	$399M	15.0%	67	62	46	38

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RIGHTOAK ASSET MANAGEMENT, LLC	3	Oct 24, 2025	Oct 20, 2025	ARDEN HILLS, MN	Team lift out	Ibd to new firm	4.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE STRATEGIC FINANCIAL ALLIANCE	2	Dec 31, 2025	Dec 16, 2025	CLEMSON, SC	Team lift out	Ibd to ibd	3.4%
OSAIC WEALTH, INC.	2	Nov 1, 2024	Oct 22, 2024	COTTAGE GROVE, MN	Team lift out	Ibd to ibd	0.0%
SECURITIES AMERICA ADVISORS, INC.	2	Apr 2, 2019	Apr 2, 2019	GREENVILLE, SC	Team lift out	Ibd to ibd	0.1%
GRADIENT ADVISORS, LLC	2	Mar 18, 2015	Apr 16, 2015	OAKDALE, ME	Team lift out	Other	3.8%
GRADIENT ADVISORS, LLC	16	Feb 24, 2015	May 4, 2015	ARDEN HILLS, MN	Team lift out	Other	25.4%
GRADIENT ADVISORS, LLC	8	Jan 23, 2015	Feb 13, 2015	ARDEN HILLS, MN	Team lift out	Other	11.9%

Relationships

showing 80 of 164

Affiliated with (4)

← GRADIENT INVESTMENTS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ GRADIENT INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GRADIENT ADVISORS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Registered with (74)

← Richard-Minh Q TranAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← JASON ANDREW BEATTYAdvisorregistration: current employment
Jun 29, 2026 to presentfactForm ADV
← Eric Jonathan DirkesAdvisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← Margaret Ann BarrettAdvisorregistration: current employment
Mar 13, 2026 to presentfactForm ADV
← GREGORY ALLEN WALESAdvisorregistration: current employment
Dec 16, 2025 to presentfactForm ADV
← Lindsay Renee MayAdvisorregistration: current employment
Dec 16, 2025 to presentfactForm ADV
← EDIL LLANOSAdvisorregistration: current employment
Oct 14, 2025 to presentfactForm ADV
← DANIELLE MARIE GRAYAdvisorregistration: current employment
Oct 9, 2025 to presentfactForm ADV
← Alexandra Marie RicheyAdvisorregistration: current employment
Sep 2, 2025 to presentfactForm ADV
← KATIE MICHELLE GRAGEAdvisorregistration: current employment
Aug 26, 2025 to presentfactForm ADV
← Matthew Gabe JorgensenAdvisorregistration: current employment
Jul 21, 2025 to presentfactForm ADV
← JOHN WILDER SPEARSAdvisorregistration: current employment
May 21, 2025 to presentfactForm ADV
← Aaron Thomas MixAdvisorregistration: current employment
May 6, 2025 to presentfactForm ADV
← J PAUL BRIAN PRASIFKAAdvisorregistration: current employment
Mar 19, 2025 to presentfactForm ADV
← Patrick Lee KulzerAdvisorregistration: current employment
Mar 5, 2025 to presentfactForm ADV
← Matthew Robert EngstromAdvisorregistration: current employment
Nov 6, 2024 to presentfactForm ADV
← TIMOTHY ALAN ROSGAAdvisorregistration: current employment
Oct 22, 2024 to presentfactForm ADV
← ERIC RICHARD NOHNERAdvisorregistration: current employment
Oct 22, 2024 to presentfactForm ADV
← BRANDON LEE ULMERAdvisorregistration: current employment
Aug 5, 2024 to presentfactForm ADV
← Michael B HaneyAdvisorregistration: current employment
Mar 18, 2024 to presentfactForm ADV
← Morgan Paige SmickAdvisorregistration: current employment
Feb 6, 2024 to presentfactForm ADV
← GRACE ANN HAVERKAMPAdvisorregistration: current employment
Jan 16, 2024 to presentfactForm ADV
← Rachel Emily SamsAdvisorregistration: current employment
Aug 11, 2023 to presentfactForm ADV
← Jack Garrett WelchlinAdvisorregistration: current employment
Jul 20, 2023 to presentfactForm ADV
← RYAN VANCE GOLINSKIAdvisorregistration: current employment
May 2, 2023 to presentfactForm ADV
← Michael Dale PotterAdvisorregistration: current employment
Mar 23, 2023 to presentfactForm ADV
← PETER FREDERICK ACQUAROAdvisorregistration: current employment
Jan 3, 2022 to presentfactForm ADV
← MITAT LIKAAdvisorregistration: current employment
Jul 30, 2021 to presentfactForm ADV
← Lindsay L TranAdvisorregistration: current employment
Feb 26, 2021 to presentfactForm ADV
← Bryon Ganus DeissAdvisorregistration: current employment
Feb 24, 2021 to presentfactForm ADV
and 44 more

Moved with (2)

← THE STRATEGIC FINANCIAL ALLIANCERegistered adviser2 advisors, team lift out, same day
Dec 31, 2025 to Dec 16, 2025factForm ADV
→ RIGHTOAK ASSET MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
Oct 24, 2025 to Oct 20, 2025factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 13, 2026
Advisor changed firm
Forrest Patterson left Gradient Wealth Management for Integrity Alliance, Llc (registered 2026-07-08)
Form ADVobserved 4 days ago
Occurred
May 27, 2026
Advisor changed firm
Brent Joseph Martinson left Gradient Wealth Management for Savant Wealth Management (registered 2026-06-01)
Form ADVobserved 4 days ago
Occurred
May 4, 2026
Advisor changed firm
John Phillip Kohles left Gradient Wealth Management for Integrity Alliance, Llc (registered 2026-05-07)
Form ADVobserved 4 days ago
Occurred
Feb 13, 2026
Advisor changed firm
Spencer Christian Peterson left Gradient Wealth Management for Cetera Investment Advisers Llc (registered 2026-02-04)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Team lift-out
2 advisors left The Strategic Financial Alliance (Clemson, SC) for Gradient Wealth Management on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Dec 15, 2025
Advisor changed firm
Benjamin W Bristol left Gradient Wealth Management for Raymond James & Associates, Inc. (registered 2026-01-08)
Form ADVobserved 4 days ago
Occurred
Oct 24, 2025
Team lift-out
3 advisors left Gradient Wealth Management (Arden Hills, MN) for Rightoak Asset Management, LLC on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Oct 24, 2025
Advisor changed firm
Jeremy Revard left Gradient Wealth Management for Rightoak Asset Management, Llc (registered 2025-10-20)
Form ADVobserved 4 days ago
Occurred
Oct 24, 2025
Advisor changed firm
Ian A Elieff left Gradient Wealth Management for Rightoak Asset Management, Llc (registered 2025-10-17)
Form ADVobserved 4 days ago
Occurred
Oct 24, 2025
Advisor changed firm
Justin Keith Johnson left Gradient Wealth Management for Rightoak Asset Management, Llc (registered 2025-10-17)
Form ADVobserved 4 days ago
Occurred
Oct 24, 2025
Advisor changed firm
Ryan John Bytwerk left Gradient Wealth Management for Rightoak Asset Management, Llc (registered 2025-10-17)
Form ADVobserved 4 days ago
Occurred
Oct 8, 2025
Advisor changed firm
Mark Joseph Hudec left Gradient Wealth Management for Nfsg Corporation (registered 2025-11-26)
Form ADVobserved 4 days ago
Occurred
Aug 4, 2025
Advisor changed firm
William Clifford Rodgers left Gradient Wealth Management for Mml Investors Services, Llc (registered 2025-08-01)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2025
Advisor changed firm
Chelly Joseph left Gradient Wealth Management for Foliage Financial (registered 2025-05-20)
Form ADVobserved 4 days ago
Occurred
Jun 5, 2025
Advisor changed firm
Christina Evenson left Gradient Wealth Management for Alphastar Capital Management (registered 2025-07-17)
Form ADVobserved 4 days ago
Occurred
May 23, 2025
Advisor changed firm
Steve Chong Young Kim left Gradient Wealth Management for Orbis Wealth Management (registered 2024-10-02)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Bradley Arthur Hesselberg left Gradient Wealth Management for Sword And Shield Solutions Llc (registered 2025-02-05)
Form ADVobserved 4 days ago
Occurred
Dec 16, 2024
Advisor changed firm
Aidan William Mcnally left Gradient Wealth Management for Westwood Management Corp (registered 2026-06-10)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Team lift-out
2 advisors left Osaic Wealth, Inc. (Cottage Grove, MN) for Gradient Wealth Management on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Aug 15, 2024
Advisor changed firm
Erik Steven Pace left Gradient Wealth Management for Lpl Financial Llc (registered 2024-10-09)
Form ADVobserved 4 days ago
Occurred
Jul 8, 2024
Advisor changed firm
Jamie Lee Schlag left Gradient Wealth Management for Westwood Management Corp (registered 2026-06-10)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2024
Advisor changed firm
Jarom Talley Abel left Gradient Wealth Management for United Advisor Group (registered 2024-04-22)
Form ADVobserved 4 days ago
Occurred
Feb 21, 2024
Advisor changed firm
Joseph Daniel Wilson left Gradient Wealth Management for Harbour Investments, Inc. (registered 2024-02-07)
Form ADVobserved 4 days ago
Occurred
Feb 21, 2024
Advisor changed firm
David Jennings left Gradient Wealth Management for Charles Schwab & Co., Inc. (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
Sep 12, 2023
Advisor changed firm
Chad Michael Curtis left Gradient Wealth Management for Independent Financial Group, Llc (registered 2023-09-14)
Form ADVobserved 4 days ago
Occurred
Aug 17, 2023
Advisor changed firm
Anthony Vincent Cameranesi left Gradient Wealth Management for Northrock Partners, Llc (registered 2023-08-23)
Form ADVobserved 4 days ago
Occurred
Aug 17, 2023
Advisor changed firm
Cynthia Leigh Powell left Gradient Wealth Management for Lpl Financial Llc (registered 2023-08-17)
Form ADVobserved 4 days ago
Occurred
Jul 17, 2023
Advisor changed firm
Douglas J Bauerband left Gradient Wealth Management for G. Douglas Wealth Management (registered 2023-07-10)
Form ADVobserved 4 days ago
Occurred
May 12, 2023
Advisor changed firm
John Meneses Tan left Gradient Wealth Management for Lpl Financial Llc (registered 2023-06-04)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2023
Advisor changed firm
Michael Angelo Marana left Gradient Wealth Management for Cetera Investment Advisers Llc (registered 2023-06-29)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Randall Kent Rinderknecht left Gradient Wealth Management for Gladstone Wealth Partners (registered 2022-12-21)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Daniel Evan Gombrich left Gradient Wealth Management for Gladstone Wealth Partners (registered 2022-12-22)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
David Warren Tanner left Gradient Wealth Management for Woodbury Financial Services, Inc. (registered 2023-02-06)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Kalvin Nicholas Johnson left Gradient Wealth Management for Gladstone Wealth Partners (registered 2022-12-21)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2022
Advisor changed firm
Kyle Edward Marburger left Gradient Wealth Management for Wealth Advisory Solutions, Llc (registered 2022-06-27)
Form ADVobserved 4 days ago
Occurred
May 19, 2022
Advisor changed firm
Kenton M Fenno left Gradient Wealth Management for Bauman Wealth Advisors (registered 2022-05-31)
Form ADVobserved 4 days ago

Show 4 bookkeeping events

Occurred
Mar 31, 2026
Gradient Wealth Management reported 46 offices beyond its principal office, up from 38 (2025-10-23 to 2026-03-31)
Occurred
Mar 27, 2024
Gradient Wealth Management reported 38 offices beyond its principal office, down from 48 (2023-08-10 to 2024-03-27)
Occurred
Mar 27, 2023
Gradient Wealth Management reported 48 offices beyond its principal office, up from 43 (2022-03-28 to 2023-03-27)
Occurred
Mar 28, 2022
Gradient Wealth Management reported 43 offices beyond its principal office, down from 53 (2021-04-16 to 2022-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:417b4ff3-a23e-75bb-d1ba-716ce2c939f0
First observed: Dec 23, 2014
Last observed: Apr 13, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GRADIENT WEALTH MANAGEMENT

GRADIENT SECURITIES, LLC, CRD 127701

ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:417b4ff3-a23e-75bb-d1ba-716ce2c939f0

Data as of Apr 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GEORGE NICHOLAS YANKOUPE

n/a

ARDEN HILLS, MN

yes

LARRY CLIFFORD DOGS

n/a

ARDEN HILLS, MN | MAYVILLE, WI

yes

ARMANDO CUNILL

n/a

ARDEN HILLS, MN | PINECREST, FL

yes

ROGER P TENNYSON

Certified Financial Planner

ARDEN HILLS, MN | Newport Beach, CA

yes

JAMIE LAWRENCE WING

n/a

Lansing, MI | ARDEN HILLS, MN

yes

ANDREW JOHN O'NEILL

n/a

ARDEN HILLS, MN | South Bend, IN | Kalamazoo, MI | Grand Rapids, MI | Lansing, MI

yes

MICHAEL AUBREY RAITT

n/a

PLANO, TX | ARDEN HILLS, MN

yes

TODD WILLIAM KNUTSEN

Chartered Financial Consultant

OAKDALE, MN | ARDEN HILLS, MN

yes

BENJAMIN JOSEPH ZAHARIAS

Chartered Financial Consultant

ARDEN HILLS, MN | OCALA, FL

yes

CRAIG MATTHEW DICKSON

n/a

ARDEN HILLS, MN | Lewiston, ME

yes

RICHARD SCOTT REID

n/a

ARDEN HILLS, MN | OAKDALE, MN

yes

DEBORAH LYNN BISHOPP

Certified Financial Planner

ARDEN HILLS, MN | Gilbert, AZ

yes

MICHAEL JOSEPH MCCULLOUGH

n/a

ARDEN HILLS, MN | ST. PAUL, MN

yes

DEBORAH LORRAINE BLUHM

n/a

ARDEN HILLS, MN

yes

JOSHUA ERIC FALLENSTEIN

n/a

Peckville, PA | ARDEN HILLS, MN | Sayre, PA

yes

LINDSAY ANNE CAMERON

Certified Financial Planner

Canton, OH | ARDEN HILLS, MN

yes

PAMELA HAUSMAN

Certified Financial Planner

SANTA MONICA, CA | ARDEN HILLS, MN

n/a

yes

WENDALL LOYD CORLEY

n/a

Redlands, CA | ARDEN HILLS, MN

yes

DAVID WILLIAM BRADY

Chartered Financial Consultant

Bernardston, MA | ARDEN HILLS, MN

yes

Brandon TODD Green

Chartered Financial Consultant

Katy, TX | ARDEN HILLS, MN

n/a

yes

SEAN PAUL PEREZ

n/a

ARDEN HILLS, MN | Tomball, TX

yes

TYLER BROOKS TURY

n/a

New Port Richey, FL | ARDEN HILLS, MN

yes

MICHAEL JAMES FARRINGTON

n/a

ARDEN HILLS, MN

yes

DAVID ROSS MCCAGHREN

n/a

Abilene, TX | ARDEN HILLS, MN

yes

Alex Wong

n/a

ARDEN HILLS, MN | Dublin, OH

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LUCIUS, TAMI JEAN

TRUSTEE OF - TAMI J. LUCIUS REVOCABLE TRUST DTD DECEMBER 17, 2020

yes

03/2022

Dec 23, 2014

Apr 5, 2024

NELSON, ROBERT SCOTT

PRESIDENT & ELECTED MANAGER

yes

03/2021

Apr 16, 2021

Apr 5, 2024

TAMI J. LUCIUS REVOCABLE TRUST DTD DECEMBER 17, 2020

Owner

yes

03/2022

Mar 28, 2022

Apr 5, 2024

REMME, BRIAN ANDREW

CHIEF COMPLIANCE OFFICER

12/2019

Mar 23, 2020

Apr 5, 2024

WALCH, KRISTINA LEE

Finop

07/2023

Jul 24, 2023

Apr 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GRADIENT INVESTMENTS, LLC

n/a

Independent wealth

$8.8B

yes

n/a

GRADIENT ADVISORS, LLC

n/a

Independent wealth

$289M

yes

n/a

ASCENTIUM INSURANCE SOLUTIONS, LLC

n/a

yes

n/a

CORE INCOME ADVISORS, LLC

n/a

yes

n/a

GRADIENT ASSURANCE, LLC

n/a

yes

n/a

GRADIENT FINANCIAL GROUP, LLC

n/a

yes

n/a

GRADIENT INSURANCE BROKERAGE, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Lansing

United States

yes

Greenfield

United States

yes

GRAND LEDGE

United States

GRAND RAPIDS

United States

yes

Oakdale

United States

yes

Greenville

United States

yes

Gilbert

United States

yes

NEWPORT BEACH

United States

yes

Redlands

United States

yes

NEW PORT RICHEY

United States

yes

Pinecrest

United States

yes

Mishawaka

United States

yes

Lewiston

United States

yes

ST. PAUL

United States

yes

Holbrook

United States

yes

Canton

United States

yes

Dublin

United States

yes

Towanda

United States

yes

Abilene

United States

yes

Plano

United States

yes

SAN ANTONIO

United States

yes

Tomball

United States

yes

Mayville

United States

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 13, 2026

$608M

n/a

2024

Mar 28, 2025

$591M

n/a

2023

Mar 27, 2024

$475M

n/a

2022

Mar 27, 2023

$399M

n/a

2021

Mar 28, 2022

$406M

n/a

2020

Mar 26, 2021

$325M

n/a

2019

Mar 23, 2020

$273M

n/a

2018

Feb 8, 2019

$190M

$187M

n/a

2017

Jan 30, 2018

$164M

$162M

n/a

2016

Feb 8, 2017

$43.4M

n/a

2015

Jan 19, 2016

$26.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

15.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$608M

$591M

2.8%

$399M

15.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RIGHTOAK ASSET MANAGEMENT, LLC

Oct 24, 2025

Oct 20, 2025

ARDEN HILLS, MN

Team lift out

Ibd to new firm

4.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE STRATEGIC FINANCIAL ALLIANCE

Dec 31, 2025

Dec 16, 2025

CLEMSON, SC

Team lift out

Ibd to ibd

3.4%

OSAIC WEALTH, INC.

Nov 1, 2024

Oct 22, 2024

COTTAGE GROVE, MN

Team lift out

Ibd to ibd

0.0%

SECURITIES AMERICA ADVISORS, INC.

Apr 2, 2019

GREENVILLE, SC

Team lift out

Ibd to ibd

0.1%

GRADIENT ADVISORS, LLC

Mar 18, 2015

Apr 16, 2015

OAKDALE, ME

Team lift out

Other

3.8%

GRADIENT ADVISORS, LLC

Feb 24, 2015

May 4, 2015

ARDEN HILLS, MN

Team lift out

Other

25.4%

GRADIENT ADVISORS, LLC

Jan 23, 2015

Feb 13, 2015

ARDEN HILLS, MN

Team lift out

Other

11.9%